CT INVESTMENT MANAGEMENT CO., LLC

C37
CRD 160080·SEC 801-74143·NEW YORK, NY
AUM
$6.6M
<$25M
Est. Revenue
$66K
@ 1% on AUM
Est. EBITDA
$20K
@ 30% margin
Est. Deal Value
$158K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CT INVESTMENT MANAGEMENT CO., LLC
CRD
160080
SEC file #
801-74143
EIN
DBA names

Economics

AUM
$6.6M
AUM band
<$25M
AUM trajectory
'20'26
$330.1M → $6.6M▼ -98%
Client mix
Pooled Investment Vehicles3

Operations

Employees (total)
13
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
81 advisors → 4 advisors▼ -95%
Primary office
NEW YORK NY
Branches

Custodian & Brokerage

Primary custodian
U.S. Banklow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HUSKIES ACQUISITION LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
HUSKIES ACQUISITION LLC
JOHNSON, TIMOTHY, STEVEN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
U.s. Bank9
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
Yes