SourcingSourcing

NEW HERITAGE CAPITAL, LLC

C26
CRD 160083·SEC 801-74243·BOSTON, MA
AUM
$830.0M
$500M-$1B
Est. Revenue
$8.3M
@ 1% on AUM
Est. EBITDA
$2.5M
@ 30% margin
Est. Deal Value
$19.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NEW HERITAGE CAPITAL, LLC
CRD
160083
SEC file #
801-74243
EIN
—
DBA names
—

Economics

AUM
$830.0M
AUM band
$500M-$1B
AUM trajectory
'20'26
$421.9M → $830.0M▲ +97%
Client mix
Pooled Investment Vehicles10

Operations

Employees (total)
15
Advisory staff (per ADV)
10
Advisory staff (5-yr trend)
'20'26
9 advisors → 10 advisors▲ +11%
Primary office
BOSTON MA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
Performance-based feesOther Compensation

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
newheritagecapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JROLF, MARK, JOSEPH
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
JROLF, MARK, JOSEPH
GIFFORD, CHARLES, KILVERT
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
NEWHERITAGECAPITAL.COM
Rdap Domain Creation Date
2010-01-26T20:27:58Z
Rdap Firm Age Years
16
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-26T20:27:58Z
Rdap Domain Last Changed
2025-11-27T07:46:07Z
Rdap Nameservers
Ns47.worldnic.comNs48.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Active
Top Owner CRD
2155106
Trust Company Affiliate
No

People (3)

3
JROLF, MARK, JOSEPH
Direct Owner · 87.5%
2155106
GIFFORD, CHARLES, KILVERT
Executive Officer · 2.5%
2357423
NORRIS, NICOLE, MARIE
Executive Officer · 2.5%
2791507