SourcingSourcing

ROI FINANCIAL ADVISORS, LLC

C43
CRD 160100·SEC 801-121903·BEAVERTON, OR
AUM
$264.2M
$100M-$500M
Est. Revenue
$2.6M
@ 1% on AUM
Est. EBITDA
$792K
@ 30% margin
Est. Deal Value
$6.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ROI FINANCIAL ADVISORS, LLC
CRD
160100
SEC file #
801-121903
EIN
461141934
DBA names
Roi Financial

Economics

AUM
$264.2M
AUM band
$100M-$500M
AUM trajectory
'22'26
$116.4M → $264.2M▲ +127%
Client mix
Individuals Other192
Individuals High Net Worth80
Pension Profit Sharing Plans11

Operations

Employees (total)
8
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'22'26
3 advisors → 5 advisors▲ +67%
Primary office
BEAVERTON OR
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwabmedium confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
facebook.com/roifinancialadvisorsllc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JOHNSON, LANCE, JARL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
JOHNSON, LANCE, JARL
Bruno, Trevor, Patrick
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
432
Form 5500 Compensation Trajectory 3y
2025432
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
432
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0002011633
Edgar Registered
Yes
Edgar Filing Count
11
Edgar First Filing Date
2024-02-13
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
10
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001941040-26-000371

Local market & wealth

Rank targets by how wealthy the local market is

Fdic Zip Total Deposits
274,683,000
Fdic Zip Branch Count
3
Fdic Zip Top Banks
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Window
Charles Schwab1
Full
Charles Schwab7
E*trade4
Edgar Addresses
Mailing
14675 SW MILLIKAN WAYBEAVERTON, OR 97003
Business
14675 SW MILLIKAN WAYBEAVERTON, OR 97003
Edgar EIN
461141934
Edgar Recent Filings
13F-HR2026-05-15 · 0001941040-26-000371
13F-HR2026-02-13 · 0001941040-26-000135
Fdic Zip Branches Raw
Wells Fargo Bank, National AssociationAloha, OR
Wells Fargo Bank, National AssociationAloha, OR
Fdic Zip HHI
10,000
Fdic Zip Top Bank Share Pct
100
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
2244093
Trust Company Affiliate
No

People (2)

2
JOHNSON, LANCE, JARL
IAR · Direct Owner · 87.5%
2244093
Bruno, Trevor, Patrick
IAR · Direct Owner · 17.5%
7300888