SourcingSourcing

STELLUS CAPITAL MANAGEMENT, LLC

C25
CRD 160115·SEC 801-73036·HOUSTON, TX
AUM
$3.51B
$1B+
Est. Revenue
$35.1M
@ 1% on AUM
Est. EBITDA
$10.5M
@ 30% margin
Est. Deal Value
$84.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
STELLUS CAPITAL MANAGEMENT, LLC
CRD
160115
SEC file #
801-73036
EIN
371853012
DBA names
—

Economics

AUM
$3.51B
AUM band
$1B+
AUM trajectory
'20'26
$1.52B → $3.51B▲ +131%
Client mix
Pooled Investment Vehicles19
Business Devel Companies1

Operations

Employees (total)
36
Advisory staff (per ADV)
20
Advisory staff (5-yr trend)
'20'26
19 advisors → 20 advisors▲ +5%
Primary office
HOUSTON TX
Branches
—

Custodian & Brokerage

Primary custodian
State Streetlow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
04/29/2026
ADV-W filed at
—
Website
stelluscapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
STELLUS CAPITAL MANAGEMENT
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
STELLUS CAPITAL MANAGEMENT
DANGELO, DEAN, ANDREW
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
STELLUSCAPITAL.COM
Rdap Domain Creation Date
2011-11-01T18:52:25Z
Rdap Firm Age Years
15
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001704850
Edgar Registered
Yes
Edgar Filing Count
10
Edgar First Filing Date
2017-05-05
Edgar Last Filing Date
2025-05-07
Edgar Form D Count
1
Edgar Form D Offerings
2017-05-052017-05-05 · 0001140361-17-018647

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
State Street11
E*trade4
Edgar Addresses
Mailing
C/O STELLUS CAPITAL MANAGEMENT, LLC4400 POST OAK PARKWAY, SUITE 2200HOUSTON, TX 77027
Business
C/O STELLUS CAPITAL MANAGEMENT, LLC4400 POST OAK PARKWAY, SUITE 2200HOUSTON, TX 77027
Edgar EIN
371853012
Edgar Recent Filings
40-APP/A2025-05-07 · 0001104659-25-045523
CORRESP2025-04-23 · 0001104659-25-037997
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2034-11-01T18:52:25Z
Rdap Domain Last Changed
2025-10-21T21:06:15Z
Rdap Nameservers
Ns41.domaincontrol.comNs42.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
Yes

People (4)

4
DANGELO, DEAN, ANDREW
Executive Officer · 2.5%
2988595
DAVIS, JOSHUA, THOMAS
Executive Officer · 2.5%
4352323
HUSKINSON, WILLIAM, TODD
Executive Officer · 2.5%
6009384
LADD, ROBERT, THOMSEN
Executive Officer · 2.5%
4393225