SourcingSourcing

HOGAN INVESTMENT COUNSEL, LLC

B55
CRD 160186·SEC 801-135551·CORDOVA, TN
AUM
$107.2M
$100M-$500M
Est. Revenue
$1.1M
@ 1% on AUM
Est. EBITDA
$322K
@ 30% margin
Est. Deal Value
$2.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HOGAN INVESTMENT COUNSEL, LLC
CRD
160186
SEC file #
801-135551
EIN
—
DBA names
—

Economics

AUM
$107.2M
AUM band
$100M-$500M
AUM trajectory
—
Client mix
Individuals Other163
Individuals High Net Worth44

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
—
Primary office
CORDOVA TN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
02/26/2026
ADV-W filed at
—
Website
hoganinvestment.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HOGAN, DAVID, CLAY
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
HOGAN, DAVID, CLAY
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HOGANINVESTMENT.COM
Rdap Domain Creation Date
2012-01-18T03:28:34Z
Rdap Firm Age Years
14
Rdap Firm Age Band
10-20y
Rdap Registrar
NameCheap, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2046
Soi Zip Pct 200k Plus
0.0476
Soi Zip Returns 200k Plus
850
Soi Zip Total AGI
1,299,861
Fdic Zip Total Deposits
20,721,854,000
Fdic Zip Branch Count
365
Fdic Zip Top Banks
Union Planters Bank, National Association
Regions Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Cordova Bank and Trust CompanyCordova, TN
First Tennessee Bank, National AssociationCordova, TN
Fdic Zip HHI
1766.48
Fdic Zip Top Bank Share Pct
35.28
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-18T03:28:34Z
Rdap Domain Last Changed
2025-12-19T07:26:16Z
Rdap Nameservers
Dns1.registrar-servers.comDns2.registrar-servers.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI64,544
Returns4,770
Stub 2
AGI161,387
Returns4,360
Stub 3
AGI191,240
Returns3,110
Soi Zip Total Business Income
30,519
Soi Zip Total Cap Gains
34,791
Soi Zip Total Dividends
15,447
Soi Zip Total Returns
17,840
Top Owner CRD
3156113
Trust Company Affiliate
No

People (1)

1
HOGAN, DAVID, CLAY
IAR · Direct Owner · 87.5%
3156113