SourcingSourcing

CASTANEA PARTNERS INC.

B51
CRD 160229·SEC 801-73298·NEWTON, MA
AUM
$239.0M
$100M-$500M
Est. Revenue
$2.4M
@ 1% on AUM
Est. EBITDA
$717K
@ 30% margin
Est. Deal Value
$5.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CASTANEA PARTNERS INC.
CRD
160229
SEC file #
801-73298
EIN
000000000
DBA names
—

Economics

AUM
$239.0M
AUM band
$100M-$500M
AUM trajectory
'20'26
$1.06B → $239.0M▼ -77%
Client mix
Pooled Investment Vehicles5

Operations

Employees (total)
6
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
24 advisors → 4 advisors▼ -83%
Primary office
NEWTON MA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
castaneapartners.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KNEZ, BRIAN, JONATHAN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
KNEZ, BRIAN, JONATHAN
SMITH, ROBERT, ALAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CASTANEAPARTNERS.COM
Rdap Domain Creation Date
2001-10-11T18:10:26Z
Rdap Firm Age Years
25
Rdap Firm Age Band
20+y
Rdap Registrar
Register.com - Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001651983
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2015-10-26
Edgar Last Filing Date
2015-10-26
Edgar Form D Count
1
Edgar Form D Offerings
2015-10-262015-10-26 · 0001651983-15-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
C/O CASTANEA PARTNERSTHREE NEWTON EXECUTIVE PARK, SUITE 304NEWTON, MA 02462
Business
C/O CASTANEA PARTNERSTHREE NEWTON EXECUTIVE PARK, SUITE 304NEWTON, MA 02462
Edgar EIN
000000000
Edgar Recent Filings
D2015-10-26 · 0001651983-15-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-11T18:10:26Z
Rdap Domain Last Changed
2025-08-18T15:11:21Z
Rdap Nameservers
Chip.ns.cloudflare.comNora.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
4521397
Trust Company Affiliate
No

People (3)

3
KNEZ, BRIAN, JONATHAN
Direct Owner · 62.5%
4521397
SMITH, ROBERT, ALAN
Direct Owner · 62.5%
4521393
LOVE, COLLEEN, PATRICIA
Executive Officer · 2.5%
6021960