SourcingSourcing

MASSACHUSETTS WEALTH MANAGEMENT, LLC

C45
CRD 160235·SEC 801-112083·NORTH ANDOVER, MA
AUM
$301.5M
$100M-$500M
Est. Revenue
$3.0M
@ 1% on AUM
Est. EBITDA
$904K
@ 30% margin
Est. Deal Value
$7.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MASSACHUSETTS WEALTH MANAGEMENT, LLC
CRD
160235
SEC file #
801-112083
EIN
—
DBA names
—

Economics

AUM
$301.5M
AUM band
$100M-$500M
AUM trajectory
'20'26
$102.0M → $301.5M▲ +196%
Client mix
Individuals Other230
Individuals High Net Worth94

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
1 advisors → 2 advisors▲ +100%
Primary office
NORTH ANDOVER MA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
masswealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CONTE, SAMUEL, JAMES
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
CONTE, SAMUEL, JAMES
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MASSWEALTH.COM
Rdap Domain Creation Date
2004-05-23T18:56:52Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4227
Soi Zip Pct 200k Plus
0.2137
Soi Zip Returns 200k Plus
3,250
Soi Zip Total AGI
2,492,704
Census Median Hh Income
131,852
Census High Income Households
3,374
Census Median Age
38.4
Census Pop 65 66 Total
788
Census Total Households
11,311
Census NAICS 523930 Count
4
Fdic Zip Total Deposits
28,023,766,000
Fdic Zip Branch Count
383
Fdic Zip Top Banks
Northmark Bank
TD Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (29)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Census Bachelors Plus Count
6,830
Census Median Home Value
621,100
Census NAICS 523930 Employees
0
Census Unemployed Count
546
Census Zip
01845
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fidelity2
Fdic Zip Branches Raw
Shawmut Bank, National AssociationNorth Andover, MA
Shawmut Bank, National AssociationNorth Andover, MA
Fdic Zip HHI
768.76
Fdic Zip Top Bank Share Pct
16.59
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-05-23T18:56:52Z
Rdap Domain Last Changed
2025-05-24T12:46:20Z
Rdap Nameservers
Ns53.domaincontrol.comNs54.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI34,323
Returns3,310
Stub 2
AGI80,202
Returns2,140
Stub 3
AGI115,129
Returns1,850
Soi Zip Total Business Income
94,215
Soi Zip Total Cap Gains
257,661
Soi Zip Total Dividends
62,358
Soi Zip Total Returns
15,210
Top Owner CRD
2341015
Trust Company Affiliate
No

People (2)

2
CONTE, SAMUEL, JAMES
IAR · Direct Owner · 87.5%
2341015
KAITLYN ANN O'Neill
IAR
6814503