SourcingSourcing

CHARLESBANK CAPITAL PARTNERS, LLC

C26
CRD 160256·SEC 801-73437·BOSTON, MA
AUM
$21.06B
$1B+
Est. Revenue
$210.6M
@ 1% on AUM
Est. EBITDA
$63.2M
@ 30% margin
Est. Deal Value
$505.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CHARLESBANK CAPITAL PARTNERS, LLC
CRD
160256
SEC file #
801-73437
EIN
—
DBA names
—

Economics

AUM
$21.06B
AUM band
$1B+
AUM trajectory
'20'26
$5.39B → $21.06B▲ +291%
Client mix
Pooled Investment Vehicles50

Operations

Employees (total)
162
Advisory staff (per ADV)
88
Advisory staff (5-yr trend)
'20'26
34 advisors → 88 advisors▲ +159%
Primary office
BOSTON MA
Branches
—

Custodian & Brokerage

Primary custodian
U.S. Banklow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
04/28/2026
ADV-W filed at
—
Website
linkedin.com/company/charlesbank-capital-partners(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CHARLESBANK CAPITAL PARTNERS,
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
18
Control Persons
CHARLESBANK CAPITAL PARTNERS,
BARTLETT, SAMUEL, PHELPS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:charlesbank.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
4
Form 5500 Total Participants
570
Form 5500 Total Compensation
1,964,000
Form 5500 Compensation Trajectory 3y
20251,964,000
20240
Form 5500 Plan Count Trajectory 3y
20242
20252
Schedule C Total Compensation
1,964,000
Schedule C Service Provider Rows
4

SEC EDGAR

Edgar Cik
0001466185
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2009-07-23
Edgar Last Filing Date
2015-08-04
Edgar Form D Count
2
Edgar Form D Offerings
2009-08-252009-08-25 · 0001466186-09-000008
2009-07-232009-07-23 · 0001466186-09-000005

Compliance & brand

Firm Registration Status
active

All other collected signals (10)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
U.s. Bank34
E*trade4
Edgar Addresses
Mailing
C/O CHARLESBANK CAPITAL PARTNERS, LLC200 CLARENDON STREET, 54TH FLOORBOSTON, MA 02116
Business
C/O CHARLESBANK CAPITAL PARTNERS, LLC200 CLARENDON STREET, 54TH FLOORBOSTON, MA 02116
Edgar Recent Filings
42015-08-04 · 0000899243-15-002277
42014-06-17 · 0001209191-14-042175
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (16)

16
BARTLETT, SAMUEL, PHELPS
Executive Officer · 2.5%
6016653
CARROLL, JOHN, RYAN
Executive Officer · 2.5%
6151757
CHOE, MICHAEL, WOOSUNG
Executive Officer · 2.5%
6016634
DUARTE, HUMBERTO, (NMN)
Executive Officer · 2.5%
5153966
Flannery, John, Leonard
Executive Officer · 2.5%
7529229
HAU, SANDOR, MINYOUNG
Executive Officer · 2.5%
2648250
JACOBSON, MATTHEW, JOHN
Executive Officer · 2.5%
5205552
JANOWER, ANDREW, SETH
Executive Officer · 2.5%
6016627
KATZ, DAVID, L
Executive Officer · 2.5%
4817705
KEENEY, JOHN, PATRICK
Executive Officer · 2.5%
8067686
KLEVENS, JOSHUA, AARON
Executive Officer · 2.5%
6016656
TREISMAN, MICHAEL, BENNETT
Executive Officer · 2.5%
5042660
Vaz, Pedro, Nunno
Executive Officer · 2.5%
7529236
WHELAN, KEVIN, MICHAEL
Executive Officer · 2.5%
5929550
WHITE, BRANDON, CRAWFORD
Executive Officer · 2.5%
6016642
WINTNER, CAROLYN, SHEEHAN
Executive Officer · 2.5%
5372581