SourcingSourcing

AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC

C17
CRD 160322·SEC 801-73032·LOS ANGELES, CA
AUM
—
Est. Revenue
—
@ 1% on AUM
Est. EBITDA
—
@ 30% margin
Est. Deal Value
—
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC
CRD
160322
SEC file #
801-73032
EIN
900897271
DBA names
American Financial Network Advisory Services, LlcAzance Asset Management, Llc

Economics

AUM
—
AUM band
—
AUM trajectory
—
Client mix
—

Operations

Employees (total)
—
Advisory staff (per ADV)
—
Advisory staff (5-yr trend)
—
Primary office
LOS ANGELES CA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
—
Fee basis
—

Filings

Latest ADV filing
—
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
AMERICAN FINANCIAL NETWORK, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
AMERICAN FINANCIAL NETWORK, LLC
ELLEN, BRETT, SCOTT
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001680091
Edgar Registered
Yes
Edgar Filing Count
10
Edgar First Filing Date
2017-10-11
Edgar Last Filing Date
2019-11-12
Edgar 13f Count
10
Edgar 13f Latest AUM Estimate
Filing Date2019-11-12
Accession0001085146-19-002829

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Charles Schwab2
Edgar Addresses
Mailing
23975 PARK SORRENTOSUITE 150CALABASAS, CA 91302
Business
23975 PARK SORRENTOSUITE 150CALABASAS, CA 91302
Edgar EIN
900897271
Edgar Recent Filings
13F-HR2019-11-12 · 0001085146-19-002829
13F-HR2019-08-09 · 0001085146-19-002159

People (2)

2
BRETT SCOTT ELLEN
Executive Officer · 2.5%
1460478
PELOS, CONSTANTINE, ANDREW
Executive Officer · 2.5%
1074631