SourcingSourcing

POWELL INVESTMENT ADVISORS, LLC

C24
CRD 160333·SEC 801-74420·MIAMI, FL
AUM
$648.0M
$500M-$1B
Est. Revenue
$6.5M
@ 1% on AUM
Est. EBITDA
$1.9M
@ 30% margin
Est. Deal Value
$15.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
POWELL INVESTMENT ADVISORS, LLC
CRD
160333
SEC file #
801-74420
EIN
000000000
DBA names
—

Economics

AUM
$648.0M
AUM band
$500M-$1B
AUM trajectory
'20'26
$304.7M → $648.0M▲ +113%
Client mix
Individuals High Net Worth59
Pooled Investment Vehicles2

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
MIAMI FL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesOther Advisory Services
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
03/09/2026
ADV-W filed at
—
Website
powellinvestmentadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GROSS, TODD, JORDAN
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
GROSS, TODD, JORDAN
POWELL, EARL, WAYNE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
POWELLINVESTMENTADVISORS.COM
Rdap Domain Creation Date
2009-10-01T14:54:59Z
Rdap Firm Age Years
17
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001802195
Edgar Registered
Yes
Edgar Filing Count
28
Edgar First Filing Date
2020-02-10
Edgar Last Filing Date
2026-04-23
Edgar 13f Count
26
Edgar 13f Latest AUM Estimate
Filing Date2026-04-23
Accession0001398344-26-007031

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Pershing1
Edgar Addresses
Mailing
3444 MAIN HIGHWAY2ND FLOORMIAMI, FL 33133
Business
3444 MAIN HIGHWAY2ND FLOORMIAMI, FL 33133
Edgar EIN
000000000
Edgar Recent Filings
13F-HR2026-04-23 · 0001398344-26-007031
13F-HR2026-02-09 · 0001398344-26-002474
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-01T14:54:59Z
Rdap Domain Last Changed
2024-10-01T15:11:21Z
Rdap Nameservers
Ns69.domaincontrol.comNs70.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
5105277
Trust Company Affiliate
No

People (3)

3
WACHS, JESSE, AARON
IAR · Direct Owner · 37.5%
4437874
GROSS, TODD, JORDAN
IAR · Direct Owner · 37.5%
5105277
POWELL, EARL, WAYNE
Direct Owner · 37.5%
1350954