SourcingSourcing

STERLING FUND MANAGEMENT, LLC

C43
CRD 160338·SEC 801-73946·CHICAGO, IL
AUM
$461.6M
$100M-$500M
Est. Revenue
$4.6M
@ 1% on AUM
Est. EBITDA
$1.4M
@ 30% margin
Est. Deal Value
$11.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
STERLING FUND MANAGEMENT, LLC
CRD
160338
SEC file #
801-73946
EIN
000000000
DBA names
—

Economics

AUM
$461.6M
AUM band
$100M-$500M
AUM trajectory
'20'26
$2.04B → $461.6M▼ -77%
Client mix
Pooled Investment Vehicles9

Operations

Employees (total)
30
Advisory staff (per ADV)
11
Advisory staff (5-yr trend)
'20'26
17 advisors → 11 advisors▼ -35%
Primary office
CHICAGO IL
Branches
—

Custodian & Brokerage

Primary custodian
U.S. Banklow confidence
Services offered
Portfolio mgmt — pooled vehiclesOther Advisory Services
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/company/35470(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SFM INTERCO LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
SFM INTERCO LLC
BECKER, DOUGLAS, LEE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001638288
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2015-04-13
Edgar Last Filing Date
2015-04-13
Edgar Form D Count
1
Edgar Form D Offerings
2015-04-132015-04-13 · 0001638288-15-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
U.s. Bank4
E*trade4
Edgar Addresses
Mailing
650 S. EXETER STREETSUITE 1000BALTIMORE, MD 21202
Business
650 S. EXETER STREETSUITE 1000BALTIMORE, MD 21202
Edgar EIN
000000000
Edgar Recent Filings
D2015-04-13 · 0001638288-15-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (6)

6
BECKER, DOUGLAS, LEE
Executive Officer · 2.5%
2818438
ELBURN, JEFFREY, WILLIAM
Executive Officer · 2.5%
4281264
EPSTEIN, MAURY, AVRAM
Executive Officer · 2.5%
6024125
HOEHNSARIC, RUDOLF,
Executive Officer · 2.5%
2818443
TASLITZ, STEVEN, MICHAEL
Executive Officer · 2.5%
2826397
YEAGER, LAUREN, DRAGICH
Executive Officer · 2.5%
8066183