SourcingSourcing

ROARK CAPITAL MANAGEMENT, LLC

C26
CRD 160368·SEC 801-73653·ATLANTA, GA
AUM
$34.18B
$1B+
Est. Revenue
$341.8M
@ 1% on AUM
Est. EBITDA
$102.5M
@ 30% margin
Est. Deal Value
$820.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ROARK CAPITAL MANAGEMENT, LLC
CRD
160368
SEC file #
801-73653
EIN
—
DBA names
—

Economics

AUM
$34.18B
AUM band
$1B+
AUM trajectory
'20'26
$14.17B → $34.18B▲ +141%
Client mix
Pooled Investment Vehicles14

Operations

Employees (total)
145
Advisory staff (per ADV)
104
Advisory staff (5-yr trend)
'20'26
44 advisors → 104 advisors▲ +136%
Primary office
ATLANTA GA
Branches
—

Custodian & Brokerage

Primary custodian
JPMorganlow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
roarkcapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
RCM MANAGER LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
RCM MANAGER LLC
ARONSON, STEPHEN, D.
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ROARKCAPITAL.COM
Rdap Domain Creation Date
2001-01-22T14:43:26Z
Rdap Firm Age Years
25
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
3
Form 5500 Total Participants
289
Form 5500 Total Compensation
6,593,281
Form 5500 Compensation Trajectory 3y
20256,593,281
20240
Form 5500 Plan Count Trajectory 3y
20242
20251
Schedule C Total Compensation
6,593,281
Schedule C Service Provider Rows
3

SEC EDGAR

Edgar Cik
0001547125
Edgar Registered
Yes
Edgar Filing Count
6
Edgar First Filing Date
2012-04-12
Edgar Last Filing Date
2022-01-03
Edgar Form D Count
2
Edgar Form D Offerings
2012-11-162012-11-16 · 0000950142-12-002201
2012-04-122012-04-12 · 0000950142-12-000867

Compliance & brand

Firm Registration Status
active

All other collected signals (15)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Jpmorgan28
E*trade4
Edgar Addresses
Mailing
1180 PEACHTREE STREET NESUITE 2500ATLANTA, GA 30309
Business
1180 PEACHTREE STREET NESUITE 2500ATLANTA, GA 30309
Edgar Recent Filings
42022-01-03 · 0000950142-22-000041
42021-09-10 · 0000950142-21-002877
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-22T14:43:26Z
Rdap Domain Last Changed
2021-11-23T08:54:26Z
Rdap Nameservers
Ns10.dnsmadeeasy.comNs11.dnsmadeeasy.comNs12.dnsmadeeasy.comNs13.dnsmadeeasy.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (3)

3
ARONSON, STEPHEN, D.
Executive Officer · 2.5%
6027124
LEE, WESLEY, CHARLES
Executive Officer · 2.5%
7674542
MATTHEWS, LOUIS, JAMES
Executive Officer · 2.5%
4973622