SourcingSourcing

HARBINGER CAPITAL PARTNERS LLC

C47
CRD 160538·SEC 801-74005·NEW YORK, NY
AUM
$134.2M
$100M-$500M
Est. Revenue
$1.3M
@ 1% on AUM
Est. EBITDA
$403K
@ 30% margin
Est. Deal Value
$3.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HARBINGER CAPITAL PARTNERS LLC
CRD
160538
SEC file #
801-74005
EIN
000000000
DBA names
—

Economics

AUM
$134.2M
AUM band
$100M-$500M
AUM trajectory
'20'26
$697.4M → $134.2M▼ -81%
Client mix
Pooled Investment Vehicles16

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
1 advisors → 1 advisors▬ 0%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
Goldman Sachslow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
03/25/2025
ADV-W filed at
—
Website
harbingercapital.com

Compliance

Disclosures (firm)
5
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HARBINGER HOLDINGS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
HARBINGER HOLDINGS, LLC
FALCONE, PHILIP, ALAN
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HARBINGERCAPITAL.COM
Rdap Domain Creation Date
1998-09-11T04:00:00Z
Rdap Firm Age Years
28
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001233563
Edgar Registered
Yes
Edgar Filing Count
1,000
Edgar First Filing Date
2006-06-30
Edgar Last Filing Date
2016-05-24
Edgar 13f Count
13
Edgar 13f Latest AUM Estimate
Filing Date2010-08-31
Accession0000905148-10-001799
Edgar Former Names
HARBERT DISTRESSED INVESTMENT MASTER FUND LTD

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Goldman Sachs6
State Street6
E*trade4
Charles Schwab1
Edgar Addresses
Mailing
C/O INTERNATIONAL FUND SVS. (IRELAND) LT78 SIR JOHN ROGERSON'S QUAYDUBLIN 2, L2 00000
Business
C/O INTERNATIONAL FUND SVS. (IRELAND) LT78 SIR JOHN ROGERSON'S QUAYDUBLIN 2, L2 00000
Edgar EIN
000000000
Edgar Recent Filings
SC 13D/A2016-05-24 · 0000950142-16-003781
SC 13D/A2016-04-22 · 0000950142-16-003577
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-02T03:59:59Z
Rdap Domain Last Changed
2025-11-25T20:12:15Z
Rdap Nameservers
Ns1.perfectdomain.comNs2.perfectdomain.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (2)

2
PHILIP ALAN FALCONE
Executive Officer · 2.5%
1442413
Orr, Jonathan
Executive Officer · 2.5%
8017141