SourcingSourcing

J.H. WHITNEY CAPITAL PARTNERS, LLC

B50
CRD 160547·SEC 801-74381·NEW CANAAN, CT
AUM
$859.3M
$500M-$1B
Est. Revenue
$8.6M
@ 1% on AUM
Est. EBITDA
$2.6M
@ 30% margin
Est. Deal Value
$20.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
J.H. WHITNEY CAPITAL PARTNERS, LLC
CRD
160547
SEC file #
801-74381
EIN
201928263
DBA names
—

Economics

AUM
$859.3M
AUM band
$500M-$1B
AUM trajectory
'20'26
$874.5M → $859.3M▼ -2%
Client mix
Pooled Investment Vehicles6

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
6 advisors → 3 advisors▼ -50%
Primary office
NEW CANAAN CT
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
whitney.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
VIGANO, PAUL, REMO
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
VIGANO, PAUL, REMO
WILLIAMS, ROBERT, MANN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WHITNEY.COM
Rdap Domain Creation Date
1994-11-02T05:00:00Z
Rdap Firm Age Years
32
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001567443
Edgar Registered
Yes
Edgar Filing Count
16
Edgar First Filing Date
2013-02-12
Edgar Last Filing Date
2016-11-02
Edgar 13f Count
16
Edgar 13f Latest AUM Estimate
Filing Date2016-11-02
Accession0001104659-16-154009

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.6246
Soi Zip Pct 200k Plus
0.4863
Soi Zip Returns 200k Plus
4,430
Soi Zip Total AGI
6,337,077
Fdic Zip Total Deposits
40,756,870,000
Fdic Zip Branch Count
326
Fdic Zip Top Banks
Bankwell Bank
JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
130 MAIN STREETNEW CANAAN, CT 06840
Business
130 MAIN STREETNEW CANAAN, CT 06840
Edgar EIN
201928263
Edgar Recent Filings
13F-HR2016-11-02 · 0001104659-16-154009
13F-HR2016-07-29 · 0001104659-16-135209
Fdic Zip Branches Raw
Fleet Bank, National AssociationNew Canaan, CT
Fairfield County Savings BankNew Canaan, CT
Fdic Zip HHI
1241.74
Fdic Zip Top Bank Share Pct
25.89
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-01-07T18:37:46Z
Rdap Domain Last Changed
2023-11-08T09:12:40Z
Rdap Nameservers
Ns10.wixdns.netNs11.wixdns.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI16,047
Returns1,740
Stub 2
AGI25,093
Returns680
Stub 3
AGI33,778
Returns540
Soi Zip Total Business Income
178,208
Soi Zip Total Cap Gains
1,345,163
Soi Zip Total Dividends
445,489
Soi Zip Total Returns
9,110
Top Owner CRD
2526783
Trust Company Affiliate
No

People (3)

3
VIGANO, PAUL, REMO
Direct Owner · 62.5%
2526783
WILLIAMS, ROBERT, MANN
Direct Owner · 62.5%
2671034
ZATLUKAL, DAVID, JOHN
Executive Officer · 2.5%
6930853