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NXT CAPITAL INVESTMENT ADVISERS, LLC

C33
CRD 160569·SEC 801-74046·CHICAGO, IL
AUM
$6.48B
$1B+
Est. Revenue
$64.8M
@ 1% on AUM
Est. EBITDA
$19.4M
@ 30% margin
Est. Deal Value
$155.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NXT CAPITAL INVESTMENT ADVISERS, LLC
CRD
160569
SEC file #
801-74046
EIN
000000000
DBA names
—

Economics

AUM
$6.48B
AUM band
$1B+
AUM trajectory
'20'26
$7.49B → $6.48B▼ -14%
Client mix
Pooled Investment Vehicles16
Insurance Companies3
Other Investment Advisers2
Other1

Operations

Employees (total)
273
Advisory staff (per ADV)
56
Advisory staff (5-yr trend)
'20'26
75 advisors → 56 advisors▼ -25%
Primary office
CHICAGO IL
Branches
—

Custodian & Brokerage

Primary custodian
U.S. Banklow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
07/28/2025
ADV-W filed at
—
Website
twitter.com/nxtcapital(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NXT CAPITAL HOLDINGS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
NXT CAPITAL HOLDINGS, LLC
Denniston, Edward (Ted), Allen
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:twitter.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001993015
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2023-10-05
Edgar Last Filing Date
2023-10-05
Edgar Form D Count
1
Edgar Form D Offerings
2023-10-052023-10-05 · 0001993015-23-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
U.s. Bank4
E*trade4
State Street3
Wells Fargo1
Edgar Addresses
Mailing
191 N WACKER DRIVE, 30TH FLOORCHICAGO, IL 60606
Business
191 N WACKER DRIVE, 30TH FLOORCHICAGO, IL 60606
Edgar EIN
000000000
Edgar Recent Filings
D2023-10-05 · 0001993015-23-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (9)

9
Denniston, Edward (Ted), Allen
Executive Officer · 2.5%
7624821
FRANC, BRIAN, EDWARD
Executive Officer · 2.5%
2170342
Kopplin, Stacia, Lynn
Executive Officer · 2.5%
7624822
Lazewski, Joseph, Nicholas
Executive Officer · 2.5%
7624824
ROBIN GRAY MCINERNEY
Executive Officer · 2.5%
4082064
Lucas Michael Kowalewski
IAR
7039554
JOHN RUSSELL BOZALIS
IAR
2107854
HUNTER N FOREMAN
IAR
5157665
RONALD BARRY WHITE
IAR
6076664