SourcingSourcing

HARBOUR GROUP INDUSTRIES, INC.

C44
CRD 160634·SEC 801-73623·ST. LOUIS, MO
AUM
$448.3M
$100M-$500M
Est. Revenue
$4.5M
@ 1% on AUM
Est. EBITDA
$1.3M
@ 30% margin
Est. Deal Value
$10.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HARBOUR GROUP INDUSTRIES, INC.
CRD
160634
SEC file #
801-73623
EIN
—
DBA names
—

Economics

AUM
$448.3M
AUM band
$100M-$500M
AUM trajectory
'20'26
$1.07B → $448.3M▼ -58%
Client mix
Pooled Investment Vehicles4

Operations

Employees (total)
25
Advisory staff (per ADV)
22
Advisory staff (5-yr trend)
'20'26
24 advisors → 22 advisors▼ -8%
Primary office
ST. LOUIS MO
Branches
—

Custodian & Brokerage

Primary custodian
U.S. Banklow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMHourly chargesPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
harbourgroup.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SAM FOX REVOCABLE LIVING TRUST
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
SAM FOX REVOCABLE LIVING TRUST
ARNOLD, DAVID, VINCENT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HARBOURGROUP.COM
Rdap Domain Creation Date
1995-10-26T04:00:00Z
Rdap Firm Age Years
31
Rdap Firm Age Band
20+y
Rdap Registrar
PDR Ltd. d/b/a PublicDomainRegistry.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
U.s. Bank6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-25T04:00:00Z
Rdap Domain Last Changed
2024-09-09T22:33:00Z
Rdap Nameservers
Ns3.themillergroup.comNs4.themillergroup.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (6)

6
ARNOLD, DAVID, VINCENT
Executive Officer · 2.5%
6022868
BEINKE, GARY, DONALD
Executive Officer · 2.5%
6022866
FOX, JEFFREY, LAWRENCE
Executive Officer · 2.5%
1709964
LEEKER, MARK, DAVID
Executive Officer · 2.5%
1854073
mcguckian, john, brendan
Executive Officer · 2.5%
7352757
NICKELSON, DONALD, EUGENE
Executive Officer · 2.5%
347831