SourcingSourcing

HARVEY PARTNERS, LLC

C41
CRD 160681·SEC 801-73395·TARRYTOWN, NY
AUM
$1.23B
$1B+
Est. Revenue
$12.3M
@ 1% on AUM
Est. EBITDA
$3.7M
@ 30% margin
Est. Deal Value
$29.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HARVEY PARTNERS, LLC
CRD
160681
SEC file #
801-73395
EIN
000000000
DBA names
—

Economics

AUM
$1.23B
AUM band
$1B+
AUM trajectory
'20'26
$110.0M → $1.23B▲ +1015%
Client mix
Individuals High Net Worth8
Pension Profit Sharing Plans6
Pooled Investment Vehicles2

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
TARRYTOWN NY
Branches
—

Custodian & Brokerage

Primary custodian
Morgan Stanleylow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
harveypartners.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MOSKOWITZ, JEFFREY, CRAIG
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
MOSKOWITZ, JEFFREY, CRAIG
SCHWARTZ, JAMES, ALLEN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HARVEYPARTNERS.COM
Rdap Domain Creation Date
2005-11-07T15:39:53Z
Rdap Firm Age Years
21
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
3
Form 5500 Total Compensation
3,704,609
Form 5500 Compensation Trajectory 3y
20253,691,481
202613,128
Form 5500 Plan Count Trajectory 3y
20252
20261
Schedule C Total Compensation
3,704,609
Schedule C Service Provider Rows
3

SEC EDGAR

Edgar Cik
0001357312
Edgar Registered
Yes
Edgar Filing Count
3
Edgar First Filing Date
2006-03-13
Edgar Last Filing Date
2014-05-15
Edgar Form D Count
2
Edgar Form D Offerings
2014-05-152014-05-15 · 0000905718-14-000233
2013-05-212013-05-21 · 0001140361-13-022008

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Morgan Stanley11
Northern Trust6
E*trade4
Edgar Addresses
Mailing
C/O HARVEY PARTNERS, LLC551 FIFTH AVENUE, 36TH FLOORNEW YORK, NY 10176
Business
C/O OGIER FIDUCIARY SERVICES (CAYMAN) LT89 NEXUS WAY, CAMANA BAYGRAND CAYMAN, E9, KY1-9007
Edgar EIN
000000000
Edgar Recent Filings
D/A2014-05-15 · 0000905718-14-000233
D/A2013-05-21 · 0001140361-13-022008
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2031-11-07T15:39:53Z
Rdap Domain Last Changed
2024-06-09T13:26:08Z
Rdap Nameservers
Ns63.domaincontrol.comNs64.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1058165
Trust Company Affiliate
Yes

People (3)

3
MOSKOWITZ, JEFFREY, CRAIG
Direct Owner · 62.5%
1058165
SCHWARTZ, JAMES, ALLEN
Direct Owner · 62.5%
4375252
CIMINI, ANTHONY, FELIX
Executive Officer · 2.5%
6024714