SourcingSourcing

FORESTER CAPITAL, L.L.C.

C46
CRD 160806·SEC 801-73494·STAMFORD, CT
AUM
$1.07B
$1B+
Est. Revenue
$10.7M
@ 1% on AUM
Est. EBITDA
$3.2M
@ 30% margin
Est. Deal Value
$25.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FORESTER CAPITAL, L.L.C.
CRD
160806
SEC file #
801-73494
EIN
000000000
DBA names
—

Economics

AUM
$1.07B
AUM band
$1B+
AUM trajectory
'20'26
$2.13B → $1.07B▼ -50%
Client mix
Pooled Investment Vehicles13
Other1

Operations

Employees (total)
8
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
6 advisors → 2 advisors▼ -67%
Primary office
STAMFORD CT
Branches
—

Custodian & Brokerage

Primary custodian
State Streetlow confidence
Services offered
Portfolio mgmt — pooled vehiclesSelection of other advisers
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/company/forestercapital(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CARMICHAEL, TRENT, ANDREW
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
CARMICHAEL, TRENT, ANDREW
DALY, MICHAEL, J
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
24
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001558722
Edgar Registered
Yes
Edgar Filing Count
9
Edgar First Filing Date
2012-10-12
Edgar Last Filing Date
2019-08-07
Edgar Form D Count
9
Edgar Form D Offerings
2019-08-072019-08-07 · 0000919574-19-004909
2019-03-252019-03-25 · 0000919574-19-002585

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
State Street48
E*trade4
Edgar Addresses
Mailing
INTERTRUST CORP SERVICES (CAYMAN) LTD190 ELGIN AVENUE, GEORGE TOWNGRAND CAYMAN, E9, KY1-9005
Business
INTERTRUST CORP SERVICES (CAYMAN) LTD190 ELGIN AVENUE, GEORGE TOWNGRAND CAYMAN, E9, KY1-9005
Edgar EIN
000000000
Edgar Recent Filings
D/A2019-08-07 · 0000919574-19-004909
D/A2019-03-25 · 0000919574-19-002585
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
1855939
Trust Company Affiliate
Yes

People (2)

2
CARMICHAEL, TRENT, ANDREW
Direct Owner · 87.5%
1855939
DALY, MICHAEL, J
Executive Officer · 2.5%
2640488