SourcingSourcing

GRAHAM CAPITAL MANAGEMENT, L.P.

C26
CRD 160925·SEC 801-73422·ROWAYTON, CT
AUM
$42.87B
$1B+
Est. Revenue
$428.7M
@ 1% on AUM
Est. EBITDA
$128.6M
@ 30% margin
Est. Deal Value
$1.03B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GRAHAM CAPITAL MANAGEMENT, L.P.
CRD
160925
SEC file #
801-73422
EIN
981028132
DBA names
—

Economics

AUM
$42.87B
AUM band
$1B+
AUM trajectory
'20'26
$26.54B → $42.87B▲ +62%
Client mix
Pooled Investment Vehicles28
Investment Companies7

Operations

Employees (total)
209
Advisory staff (per ADV)
98
Advisory staff (5-yr trend)
'20'26
83 advisors → 98 advisors▲ +18%
Primary office
ROWAYTON CT
Branches
—

Custodian & Brokerage

Primary custodian
Northern Trustlow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/company/graham-capital-management(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KGT INVESTMENT PARTNERS, L.P.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
9
Control Persons
KGT INVESTMENT PARTNERS, L.P.
CALDERINI, PABLO, ENRIQUE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
2
Form 5500 Total Participants
459
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20242
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001593406
Edgar Registered
Yes
Edgar Filing Count
15
Edgar First Filing Date
2013-12-18
Edgar Last Filing Date
2026-03-25
Edgar Form D Count
15
Edgar Form D Offerings
2026-03-252026-03-25 · 0001593406-26-000001
2025-03-262025-03-26 · 0001593406-25-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Northern Trust22
Wells Fargo14
Morgan Stanley7
Jpmorgan6
E*trade4
Edgar Addresses
Mailing
C/O GRAHAM CAPITAL MANAGEMENT, L.P.40 HIGHLAND AVENUEROWAYTON, CT 06853
Business
C/O GRAHAM CAPITAL MANAGEMENT, L.P.40 HIGHLAND AVENUEROWAYTON, CT 06853
Edgar EIN
981028132
Edgar Recent Filings
D/A2026-03-25 · 0001593406-26-000001
D2025-03-26 · 0001593406-25-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (7)

7
CALDERINI, PABLO, ENRIQUE
Executive Officer · 2.5%
2739110
DOUGLAS, BRIAN, KEVIN
Executive Officer · 2.5%
6314504
FOEHRENBACH, JENS, NMN
Executive Officer · 2.5%
6573123
Schrade, George, Michael
Executive Officer · 2.5%
7081272
Slutsky, Jason
Executive Officer · 2.5%
7356087
SPERRY, TIMOTHY, DAVID
Executive Officer · 2.5%
5053310
TROPIN, KENNETH, G
Executive Officer · 2.5%
724960