SourcingSourcing

NOSURIS, INC.

B62
CRD 160979·SEC 801-135759·LYNBROOK, NY
AUM
$95.0M
$25M-$100M
Est. Revenue
$950K
@ 1% on AUM
Est. EBITDA
$285K
@ 30% margin
Est. Deal Value
$2.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NOSURIS, INC.
CRD
160979
SEC file #
801-135759
EIN
—
DBA names
—

Economics

AUM
$95.0M
AUM band
$25M-$100M
AUM trajectory
—
Client mix
Individuals Other180
Individuals High Net Worth10
Pension Profit Sharing Plans10

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
—
Primary office
LYNBROOK NY
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/08/2026
ADV-W filed at
—
Website
odifinancial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DORFMAN, MARK
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
DORFMAN, MARK
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ODIFINANCIAL.COM
Rdap Domain Creation Date
2016-04-11T17:24:57Z
Rdap Firm Age Years
10
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
9,810
Form 5500 Compensation Trajectory 3y
20269,810
Form 5500 Plan Count Trajectory 3y
20261
Schedule C Total Compensation
9,810
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3879
Soi Zip Pct 200k Plus
0.1336
Soi Zip Returns 200k Plus
1,550
Soi Zip Total AGI
1,234,207
Fdic Zip Total Deposits
21,559,093,000
Fdic Zip Branch Count
178
Fdic Zip Top Banks
Bank of America, National Association
Astoria Federal Savings and Loan Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Fidelity4
E*trade4
Fdic Zip Branches Raw
Home Savings of America, FSBLynbrook, NY
The Green Point Savings BankLynbrook, NY
Fdic Zip HHI
968.82
Fdic Zip Top Bank Share Pct
18.97
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-11T17:24:57Z
Rdap Domain Last Changed
2026-04-12T18:50:50Z
Rdap Nameservers
Ns45.domaincontrol.comNs46.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI28,371
Returns2,520
Stub 2
AGI62,870
Returns1,680
Stub 3
AGI100,854
Returns1,620
Soi Zip Total Business Income
26,903
Soi Zip Total Cap Gains
24,308
Soi Zip Total Dividends
26,835
Soi Zip Total Returns
11,600
Top Owner CRD
1457646
Trust Company Affiliate
No

People (2)

2
DORFMAN, MARK
IAR · Direct Owner · 87.5%
1457646
Julian Schubach
IAR
6903588