SourcingSourcing

BARRETT WEALTH CONNECTION LLC

A72
CRD 161020·SEC 801-130511·SPRING GROVE, IL
AUM
$148.0M
$100M-$500M
Est. Revenue
$1.5M
@ 1% on AUM
Est. EBITDA
$444K
@ 30% margin
Est. Deal Value
$3.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BARRETT WEALTH CONNECTION LLC
CRD
161020
SEC file #
801-130511
EIN
—
DBA names
—

Economics

AUM
$148.0M
AUM band
$100M-$500M
AUM trajectory
'25'26
$132.0M → $148.0M▲ +12%
Client mix
Individuals Other104
Individuals High Net Worth59
Pension Profit Sharing Plans12
Charitable Organizations2

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
SPRING GROVE IL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingEducational Seminars Workshops
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/06/2026
ADV-W filed at
—
Website
bwconnect.co

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BARRETT, AMY, LISA
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
BARRETT, AMY, LISA
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3992
Soi Zip Pct 200k Plus
0.1231
Soi Zip Returns 200k Plus
580
Soi Zip Total AGI
547,591
Fdic Zip Total Deposits
3,349,206,000
Fdic Zip Branch Count
78
Fdic Zip Top Banks
State Bank of the Lakes
State Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Fdic Zip Branches Raw
State Bank of the LakesSpring Grove, IL
State BankSpring Grove, IL
Fdic Zip HHI
1916.19
Fdic Zip Top Bank Share Pct
27.21
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI11,744
Returns1,040
Stub 2
AGI27,764
Returns740
Stub 3
AGI35,168
Returns570
Soi Zip Total Business Income
10,205
Soi Zip Total Cap Gains
26,658
Soi Zip Total Dividends
9,170
Soi Zip Total Returns
4,710
Top Owner CRD
1459516
Trust Company Affiliate
No

People (2)

2
BARRETT, AMY, LISA
IAR · Direct Owner · 87.5%
1459516
VICTORIA JOSEPHINE DORGAN
IAR
4320867