SourcingSourcing

SBB RESEARCH GROUP LLC

C25
CRD 161109·SEC 801-79560·NORTHBROOK, IL
AUM
$3.26B
$1B+
Est. Revenue
$32.6M
@ 1% on AUM
Est. EBITDA
$9.8M
@ 30% margin
Est. Deal Value
$78.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SBB RESEARCH GROUP LLC
CRD
161109
SEC file #
801-79560
EIN
320441429
DBA names
—

Economics

AUM
$3.26B
AUM band
$1B+
AUM trajectory
'20'26
$407.4M → $3.26B▲ +700%
Client mix
Pooled Investment Vehicles7
Individuals High Net Worth3

Operations

Employees (total)
28
Advisory staff (per ADV)
11
Advisory staff (5-yr trend)
'20'26
24 advisors → 11 advisors▼ -54%
Primary office
NORTHBROOK IL
Branches
—

Custodian & Brokerage

Primary custodian
Morgan Stanleylow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
x.com/sbbresearch

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SBB RESEARCH GROUP ENTERPRISES LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
SBB RESEARCH GROUP ENTERPRISES LLC
AVEN, MATTHEW, LAWRENCE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:sbbresearch.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001610812
Edgar Registered
Yes
Edgar Filing Count
15
Edgar First Filing Date
2014-06-17
Edgar Last Filing Date
2026-02-19
Edgar Form D Count
15
Edgar Form D Offerings
2026-02-192026-02-19 · 0001610812-26-000001
2025-09-252025-09-25 · 0001610812-25-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Morgan Stanley21
Jpmorgan16
Goldman Sachs8
E*trade6
Edgar Addresses
Mailing
450 SKOKIE BOULEVARDBUILDING 600NORTHBROOK, IL 60062
Business
450 SKOKIE BOULEVARDBUILDING 600NORTHBROOK, IL 60062
Edgar EIN
320441429
Edgar Recent Filings
D/A2026-02-19 · 0001610812-26-000001
D/A2025-09-25 · 0001610812-25-000003
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (5)

5
AVEN, MATTHEW, LAWRENCE
IAR · Executive Officer · 2.5%
5462530
BARNETT, SAMUEL, BENJAMIN
Executive Officer · 2.5%
6024057
CHICK, MICHAEL, STEPHEN
Executive Officer · 2.5%
4283632
GREENSTEIN, BRADLEY, ALAN
Executive Officer · 2.5%
7473106
NAVALGUND, SANDEEP, DILIP
Executive Officer · 2.5%
7522482