SourcingSourcing

PRENTICE CAPITAL MANAGEMENT, LP

B60
CRD 161178·SEC 801-113244·GREENWICH, CT
AUM
$228.4M
$100M-$500M
Est. Revenue
$2.3M
@ 1% on AUM
Est. EBITDA
$685K
@ 30% margin
Est. Deal Value
$5.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PRENTICE CAPITAL MANAGEMENT, LP
CRD
161178
SEC file #
801-113244
EIN
000000000
DBA names
—

Economics

AUM
$228.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$243.3M → $228.4M▼ -6%
Client mix
Pooled Investment Vehicles4
Other Investment Advisers1

Operations

Employees (total)
6
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
4 advisors → 3 advisors▼ -25%
Primary office
GREENWICH CT
Branches
—

Custodian & Brokerage

Primary custodian
Goldman Sachslow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ZIMMERMAN, MICHAEL, JOHN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
ZIMMERMAN, MICHAEL, JOHN
HOSSEIN, FAIZAD
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001780811
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2019-07-16
Edgar Last Filing Date
2025-07-18
Edgar Form D Count
7
Edgar Form D Offerings
2025-07-182025-07-18 · 0000919574-25-004126
2024-07-182024-07-18 · 0000919574-24-004063

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Goldman Sachs22
Pershing12
E*trade4
Edgar Addresses
Mailing
C/O DE (CAYMAN) LIMITED3RD FLOOR, LANDMARK SQUAREGRAND CAYMAN, E9, KY1-9006
Business
C/O DE (CAYMAN) LIMITED3RD FLOOR, LANDMARK SQUAREGRAND CAYMAN, E9, KY1-9006
Edgar EIN
000000000
Edgar Recent Filings
D/A2025-07-18 · 0000919574-25-004126
D/A2024-07-18 · 0000919574-24-004063
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
2606115
Trust Company Affiliate
No

People (2)

2
ZIMMERMAN, MICHAEL, JOHN
Direct Owner · 87.5%
2606115
HOSSEIN, FAIZAD
Executive Officer · 2.5%
4786087