SourcingSourcing

SCOTT W. HANCOCK

A77
CRD 161316·SEC 801-120128
AUM
$185.9M
$100M-$500M
Est. Revenue
$1.9M
@ 1% on AUM
Est. EBITDA
$558K
@ 30% margin
Est. Deal Value
$4.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SCOTT W. HANCOCK
CRD
161316
SEC file #
801-120128
EIN
—
DBA names
Oak Capital Advisors

Economics

AUM
$185.9M
AUM band
$100M-$500M
AUM trajectory
'21'26
$120.0M → $185.9M▲ +55%
Client mix
Individuals Other28
Individuals High Net Worth25
Pension Profit Sharing Plans2
Corporations2
Charitable Organizations1

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'21'26
1 advisors → 1 advisors▬ 0%
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
01/25/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HANCOCK, SCOTT, WELDON
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
HANCOCK, SCOTT, WELDON
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Top Owner CRD
861860
Trust Company Affiliate
No

People (1)

1
HANCOCK, SCOTT, WELDON
IAR · Direct Owner · 87.5%
861860