SUNTX CAPITAL MANAGEMENT CORP.

CRD

161332

SEC file #

801-74045

EIN

—

DBA names

—

Economics

AUM

$554.2M

AUM band

$500M-$1B

AUM trajectory

'20 · $705.4M

'21 · $911.4M

'22 · $1.08B

'23 · $646.9M

'25 · $470.7M

'26 · $554.2M

'20'26

$705.4M → $554.2M▼ -21%

sec adv history

Client mix

Pooled Investment Vehicles

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 8 advisors

'21 · 8 advisors

'22 · 9 advisors

'23 · 10 advisors

'25 · 8 advisors

'26 · 9 advisors

'20'26

8 advisors → 9 advisors▲ +13%

sec adv history

Primary office

DALLAS TX

Branches

—

Custodian & Brokerage

Primary custodian

E*Tradelow confidence

adv brochure

Services offered

Portfolio mgmt — pooled vehicles

Fee basis

% of AUMPerformance-based fees

Filings

Latest ADV filing

03/30/2026

ADV-W filed at

—

Website

suntx.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

FLEMING, NED, NELSON

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

FLEMING, NED, NELSON

BRUCE, BARRETT, NOEL

Solo Advisor Indicator

Succession Risk Solo Owner

Yes

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

SUNTX.COM

Rdap Domain Creation Date

2000-01-05T14:56:06Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

Cloudflare, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0001711005

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2017-07-07

Edgar Last Filing Date

2023-06-26

Edgar Form D Count

Edgar Form D Offerings

2017-07-072017-07-07 · 0001315863-17-000556

2017-07-072017-07-07 · 0001315863-17-000555

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

E*trade

adv brochure

Edgar Addresses

Mailing

5420 LBJ FREEWAYSUITE 1000DALLAS, TX 75240

Business

5420 LBJ FREEWAYSUITE 1000DALLAS, TX 75240

Edgar Recent Filings

42023-06-26 · 0000950170-23-029936

42022-12-09 · 0000899243-22-038075

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2029-01-05T14:55:59Z

Rdap Domain Last Changed

2024-09-16T19:09:56Z

Rdap Nameservers

Lara.ns.cloudflare.comLynn.ns.cloudflare.com

Rdap Secure Dns Enabled

Yes

Rdap Status

Client Transfer Prohibited

Top Owner CRD

6028856

Trust Company Affiliate