SourcingSourcing

EFINANCIAL ALLIANCE, LLC

C44
CRD 161352·SEC 801-127547·FRANKLIN, TN
AUM
$291.9M
$100M-$500M
Est. Revenue
$2.9M
@ 1% on AUM
Est. EBITDA
$876K
@ 30% margin
Est. Deal Value
$7.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
EFINANCIAL ALLIANCE, LLC
CRD
161352
SEC file #
801-127547
EIN
—
DBA names
—

Economics

AUM
$291.9M
AUM band
$100M-$500M
AUM trajectory
'25'26
$225.8M → $291.9M▲ +29%
Client mix
Individuals Other123
Individuals High Net Worth85
Charitable Organizations4

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
FRANKLIN TN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/16/2026
ADV-W filed at
—
Website
efinancialalliance.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ANDERSON, MITCHELL, KEVIN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
ANDERSON, MITCHELL, KEVIN
TOMPKINS, DESTIN, MICHAEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
EFINANCIALALLIANCE.COM
Rdap Domain Creation Date
2012-02-02T16:50:10Z
Rdap Firm Age Years
14
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
3
Form 5500 Total Compensation
119,154
Form 5500 Compensation Trajectory 3y
2025119,154
Form 5500 Plan Count Trajectory 3y
20253
Schedule C Total Compensation
119,154
Schedule C Service Provider Rows
3

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
Altruist4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-02T16:50:10Z
Rdap Domain Last Changed
2026-02-03T12:45:36Z
Rdap Nameservers
Amber.ns.cloudflare.comCash.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
5932254
Trust Company Affiliate
No

People (4)

4
ANDERSON, MITCHELL, KEVIN
IAR · Direct Owner · 87.5%
5932254
TOMPKINS, DESTIN, MICHAEL
IAR · Direct Owner · 37.5%
4617598
FREDERICK ALLAN PHILLIPS
IAR
4849475
Christian Joseph Barr
IAR
7887323