SourcingSourcing

AULDBRASS PARTNERS, LP

C45
CRD 161360·SEC 801-123467·NEW YORK, NY
AUM
$412.9M
$100M-$500M
Est. Revenue
$4.1M
@ 1% on AUM
Est. EBITDA
$1.2M
@ 30% margin
Est. Deal Value
$9.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
AULDBRASS PARTNERS, LP
CRD
161360
SEC file #
801-123467
EIN
—
DBA names
—

Economics

AUM
$412.9M
AUM band
$100M-$500M
AUM trajectory
'23'26
$337.5M → $412.9M▲ +22%
Client mix
Pooled Investment Vehicles5

Operations

Employees (total)
11
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'25'26
7 advisors → 7 advisors▬ 0%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
Goldman Sachslow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
auldbrasspartners.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
AULDBRASS HOLDINGS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
AULDBRASS HOLDINGS, LLC
SALLEY, CHRISTOPHER
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
AULDBRASSPARTNERS.COM
Rdap Domain Creation Date
2011-09-22T19:11:48Z
Rdap Firm Age Years
15
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
96,359
Form 5500 Compensation Trajectory 3y
202596,359
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
96,359
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Goldman Sachs20
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-09-22T19:11:48Z
Rdap Domain Last Changed
2025-09-23T12:31:28Z
Rdap Nameservers
Ns1.a2hosting.comNs2.a2hosting.comNs3.a2hosting.comNs4.a2hosting.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (4)

4
SALLEY, CHRISTOPHER
Executive Officer · 2.5%
6473730
SANDERS, HOWARD, LEE
Executive Officer · 2.5%
2665124
LI, ADORA
Executive Officer · 2.5%
8244861
SANDERS, KAREN, RUDDER
Executive Officer · 2.5%
6030631