SourcingSourcing

CORNWALL CAPITAL MANAGEMENT LP

B55
CRD 161451·SEC 801-73902·NEW YORK, NY
AUM
$101.8M
$100M-$500M
Est. Revenue
$1.0M
@ 1% on AUM
Est. EBITDA
$305K
@ 30% margin
Est. Deal Value
$2.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CORNWALL CAPITAL MANAGEMENT LP
CRD
161451
SEC file #
801-73902
EIN
000000000
DBA names
—

Economics

AUM
$101.8M
AUM band
$100M-$500M
AUM trajectory
'20'26
$317.3M → $101.8M▼ -68%
Client mix
Pooled Investment Vehicles2

Operations

Employees (total)
6
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
7 advisors → 4 advisors▼ -43%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
Goldman Sachslow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
cornwallcapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MAI, JAMES, A
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
MAI, JAMES, A
CMGP LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CORNWALLCAPITAL.COM
Rdap Domain Creation Date
2003-01-31T22:18:26Z
Rdap Firm Age Years
23
Rdap Firm Age Band
20+y
Rdap Registrar
Register.com - Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001523054
Edgar Registered
Yes
Edgar Filing Count
12
Edgar First Filing Date
2012-02-10
Edgar Last Filing Date
2023-02-03
Edgar Form D Count
12
Edgar Form D Offerings
2023-02-032023-02-03 · 0000902664-23-001164
2022-02-042022-02-04 · 0000902664-22-001085

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Goldman Sachs6
E*trade4
Bny Mellon2
Edgar Addresses
Mailing
C/O MAPLES CORPORATE SERVICES LIMITEDUGLAND HOUSE, PO BOX 309GRAND CAYMAN, E9, KY1-1104
Business
C/O MAPLES CORPORATE SERVICES LIMITEDUGLAND HOUSE, PO BOX 309GRAND CAYMAN, E9, KY1-1104
Edgar EIN
000000000
Edgar Recent Filings
D/A2023-02-03 · 0000902664-23-001164
D/A2022-02-04 · 0000902664-22-001085
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-01-31T22:18:26Z
Rdap Domain Last Changed
2025-07-28T15:43:58Z
Rdap Nameservers
Dns101.register.comDns102.register.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
5509569
Trust Company Affiliate
Yes

People (4)

4
MAI, JAMES, A
Direct Owner · 87.5%
5509569
HOCKETT, ROBERT, B
Executive Officer · 2.5%
2873109
BERGEN, JON, RICHARD
Executive Officer · 2.5%
2906595
DE SWAAN, J, C
Executive Officer · 2.5%
6028619