SourcingSourcing

PALLER FINANCIAL SERVICES, INC.

B55
CRD 161531·SEC 801-129389·CENTENNIAL, CO
AUM
$147.9M
$100M-$500M
Est. Revenue
$1.5M
@ 1% on AUM
Est. EBITDA
$444K
@ 30% margin
Est. Deal Value
$3.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PALLER FINANCIAL SERVICES, INC.
CRD
161531
SEC file #
801-129389
EIN
841564282
DBA names
—

Economics

AUM
$147.9M
AUM band
$100M-$500M
AUM trajectory
'25'26
$146.9M → $147.9M▲ +1%
Client mix
Individuals Other113
Individuals High Net Worth43
Corporations3
Pension Profit Sharing Plans2

Operations

Employees (total)
6
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'25'26
2 advisors → 4 advisors▲ +100%
Primary office
CENTENNIAL CO
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/03/2026
ADV-W filed at
—
Website
youtube.com/@pallerfinancial

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PALLER, MARK, RANDALL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
PALLER, MARK, RANDALL
McElderry, Jennifer
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:paller.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002095931
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-01-15
Edgar Last Filing Date
2026-04-28
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-04-28
Accession0002095931-26-000004

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
9000 E NICHOLS AVENUESUITE 120CENTENNIAL, CO 80112
Business
9000 E NICHOLS AVENUESUITE 120CENTENNIAL, CO 80112
Edgar EIN
841564282
Edgar Recent Filings
13F-HR2026-04-28 · 0002095931-26-000004
13F-HR2026-01-15 · 0002095931-26-000003
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
2889293
Trust Company Affiliate
No

People (3)

3
PALLER, MARK, RANDALL
IAR · Direct Owner · 87.5%
2889293
McElderry, Jennifer
IAR · Executive Officer · 2.5%
8200141
Jamison White
IAR
8200253