SourcingSourcing

BERINGEA, LLC

B56
CRD 161803·SEC 801-74510·FARMINGTON HILLS, MI
AUM
$269.9M
$100M-$500M
Est. Revenue
$2.7M
@ 1% on AUM
Est. EBITDA
$810K
@ 30% margin
Est. Deal Value
$6.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BERINGEA, LLC
CRD
161803
SEC file #
801-74510
EIN
—
DBA names
—

Economics

AUM
$269.9M
AUM band
$100M-$500M
AUM trajectory
'20'26
$439.0M → $269.9M▼ -39%
Client mix
Pooled Investment Vehicles4

Operations

Employees (total)
5
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
4 advisors → 5 advisors▲ +25%
Primary office
FARMINGTON HILLS MI
Branches
—

Custodian & Brokerage

Primary custodian
Wells Fargolow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUM

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
medium.com/beringea

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MOSS, MALCOLM, KENNEDY
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
MOSS, MALCOLM, KENNEDY
ROTHSTEIN, CHARLES, PHILIP
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:medium.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
6
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Wells Fargo10
Bny Mellon6
E*trade4
Jpmorgan1
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
6030514
Trust Company Affiliate
No

People (3)

3
MOSS, MALCOLM, KENNEDY
Direct Owner · 62.5%
6030514
ROTHSTEIN, CHARLES, PHILIP
Direct Owner · 62.5%
1459508
SHIPLEY, LESLIE, ANN
Executive Officer · 2.5%
1635651