SourcingSourcing

WESTRIVER MANAGEMENT, LLC

C34
CRD 161921·SEC 801-74380·SEATTLE, WA
AUM
$444.4M
$100M-$500M
Est. Revenue
$4.4M
@ 1% on AUM
Est. EBITDA
$1.3M
@ 30% margin
Est. Deal Value
$10.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WESTRIVER MANAGEMENT, LLC
CRD
161921
SEC file #
801-74380
EIN
—
DBA names
—

Economics

AUM
$444.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$1.90B → $444.4M▼ -77%
Client mix
Pooled Investment Vehicles27

Operations

Employees (total)
14
Advisory staff (per ADV)
9
Advisory staff (5-yr trend)
'20'26
8 advisors → 9 advisors▲ +13%
Primary office
SEATTLE WA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehiclesOther Advisory Services
Fee basis
Fixed feesPerformance-based fees

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
linkedin.com/company/westriver-group(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ANDERSON, ERIK, J
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
ANDERSON, ERIK, J
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:westriver.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001673709
Edgar Registered
Yes
Edgar Filing Count
3
Edgar First Filing Date
2016-05-05
Edgar Last Filing Date
2021-03-18
Edgar Form D Count
1
Edgar Form D Offerings
2016-05-052016-05-05 · 0001673708-16-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
C/O WESTRIVER MANAGEMENT, LLC3720 CARILLON POINTKIRKLAND, WA 98033
Business
C/O WESTRIVER MANAGEMENT, LLC3720 CARILLON POINTKIRKLAND, WA 98033
Edgar Recent Filings
42021-03-18 · 0000899243-21-012589
32021-03-09 · 0000899243-21-010742
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
1697303
Trust Company Affiliate
No

People (1)

1
ANDERSON, ERIK, J
Direct Owner · 87.5%
1697303