RODGERS BROTHERS, INC.

CRD

16197

SEC file #

801-61034

EIN

251491555

DBA names

—

Economics

AUM

$1.04B

AUM band

$1B+

AUM trajectory

'20 · $449.9M

'21 · $545.5M

'22 · $591.7M

'23 · $717.3M

'25 · $964.7M

'26 · $1.04B

'20'26

$449.9M → $1.04B▲ +131%

sec adv history

Client mix

Individuals Other	267
Individuals High Net Worth	228
Charitable Organizations	5
Corporations	4
Investment Companies	1

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 6 advisors

'21 · 9 advisors

'22 · 9 advisors

'23 · 9 advisors

'25 · 9 advisors

'26 · 9 advisors

'20'26

6 advisors → 9 advisors▲ +50%

sec adv history

Primary office

HARMONY PA

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — businesses

Fee basis

% of AUM

Filings

Latest ADV filing

03/20/2026

ADV-W filed at

—

Website

moncapfund.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

RODGERS, MARK

Top Owner Pct

62.5

Top Owner Entity Kind

Owner Count

Control Persons

RODGERS, MARK

RODGERS, GARY

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

MONCAPFUND.COM

Rdap Domain Creation Date

2013-03-28T17:08:50Z

Rdap Firm Age Years

Rdap Firm Age Band

10-20y

Rdap Registrar

NameCheap, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0001397290

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2007-10-24

Edgar Last Filing Date

2026-05-14

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-14

Accession0001172661-26-001958

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.3566

Soi Zip Pct 200k Plus

0.1084

Soi Zip Returns 200k Plus

310

Soi Zip Total AGI

301,700

Fdic Zip Total Deposits

1,289,442,000

Fdic Zip Branch Count

Fdic Zip Top Banks

The Huntington National Bank

Sky Bank

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
E*trade	4

adv brochure

Edgar Addresses

Mailing

223 MERCER STREETHARMONY, PA 16037

Business

223 MERCER STREETHARMONY, PA 16037

Edgar EIN

251491555

Edgar Recent Filings

13F-HR2026-05-14 · 0001172661-26-001958

13F-HR2026-02-13 · 0001172661-26-000764

Fdic Zip Branches Raw

Sky BankHarmony, PA

Fdic Zip HHI

6890.11

Fdic Zip Top Bank Share Pct

80.74

Fdic Zip Year

2025

Firm Has Custody

Mailing Office Differs

Rdap Domain Expiration Date

2027-03-28T17:08:50Z

Rdap Domain Last Changed

2026-02-26T08:47:20Z

Rdap Nameservers

Ns1.site5.comNs2.site5.com

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	6,364
Returns	620

Stub 2

AGI	17,383
Returns	460

Stub 3

AGI	25,738
Returns	410

Soi Zip Total Business Income

9,158

Soi Zip Total Cap Gains

12,000

Soi Zip Total Dividends

6,218

Soi Zip Total Returns

2,860

Top Owner CRD

865696

Trust Company Affiliate