SourcingSourcing

FRONTAURA CAPITAL LLC

C48
CRD 162237·SEC 801-134058·CHICAGO, IL
AUM
$256.6M
$100M-$500M
Est. Revenue
$2.6M
@ 1% on AUM
Est. EBITDA
$770K
@ 30% margin
Est. Deal Value
$6.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FRONTAURA CAPITAL LLC
CRD
162237
SEC file #
801-134058
EIN
000000000
DBA names
—

Economics

AUM
$256.6M
AUM band
$100M-$500M
AUM trajectory
'25'26
$224.9M → $256.6M▲ +14%
Client mix
Pooled Investment Vehicles2

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'25'26
4 advisors → 4 advisors▬ 0%
Primary office
CHICAGO IL
Branches
—

Custodian & Brokerage

Primary custodian
BNY Mellonlow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
frontauracapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PADGETT, LARRY, NICHOLAS
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
PADGETT, LARRY, NICHOLAS
RASCHUK, TIMOTHY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FRONTAURACAPITAL.COM
Rdap Domain Creation Date
2007-07-02T19:01:17Z
Rdap Firm Age Years
19
Rdap Firm Age Band
10-20y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001588800
Edgar Registered
Yes
Edgar Filing Count
13
Edgar First Filing Date
2013-10-16
Edgar Last Filing Date
2025-09-24
Edgar Form D Count
13
Edgar Form D Offerings
2025-09-242025-09-24 · 0001588800-25-000002
2024-09-302024-09-30 · 0001588800-24-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Bny Mellon4
E*trade4
Edgar Addresses
Mailing
C/O FRONTAURA CAPITAL LLC180 NORTH STETSON AVENUE, SUITE 1935CHICAGO, IL 60601
Business
C/O FRONTAURA CAPITAL LLC180 NORTH STETSON AVENUE, SUITE 1935CHICAGO, IL 60601
Edgar EIN
000000000
Edgar Recent Filings
D/A2025-09-24 · 0001588800-25-000002
D/A2024-09-30 · 0001588800-24-000003
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-07-02T19:01:17Z
Rdap Domain Last Changed
2025-06-03T04:48:52Z
Rdap Nameservers
Ns1.turbify.comNs2.turbify.com
Rdap Secure Dns Enabled
No
Rdap Status
Active
Top Owner CRD
2544002
Trust Company Affiliate
No

People (3)

3
PADGETT, LARRY, NICHOLAS
Direct Owner · 62.5%
2544002
RASCHUK, TIMOTHY
Direct Owner · 37.5%
5676723
KRISTOPHER NATHAN ROBERTS
Executive Officer · 2.5%
5800884