SourcingSourcing

HOT CREEK CAPITAL, L.L.C.

C50
CRD 162371·SEC 801-126431·KIRKLAND, WA
AUM
$135.7M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$407K
@ 30% margin
Est. Deal Value
$3.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HOT CREEK CAPITAL, L.L.C.
CRD
162371
SEC file #
801-126431
EIN
880445739
DBA names
—

Economics

AUM
$135.7M
AUM band
$100M-$500M
AUM trajectory
'23'26
$120.4M → $135.7M▲ +13%
Client mix
Pooled Investment Vehicles1

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'23'26
1 advisors → 1 advisors▬ 0%
Primary office
KIRKLAND WA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
02/05/2026
ADV-W filed at
—
Website
hotcreekcapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SULLIVAN, JAMES, PATRICK
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
SULLIVAN, JAMES, PATRICK
TYMCHYSHYN, DARREN, R
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HOTCREEKCAPITAL.COM
Rdap Domain Creation Date
2001-09-04T20:40:50Z
Rdap Firm Age Years
25
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001534470
Edgar Registered
Yes
Edgar Filing Count
15
Edgar First Filing Date
2011-11-09
Edgar Last Filing Date
2025-12-19
Edgar Form D Count
15
Edgar Form D Offerings
2025-12-192025-12-19 · 0001654954-25-014142
2024-11-132024-11-13 · 0001654954-24-014228

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
135 LAKE STREET SOUTHSUITE 272KIRKLAND, WA 98033
Business
135 LAKE STREET SOUTHSUITE 272KIRKLAND, WA 98033
Edgar EIN
880445739
Edgar Recent Filings
D/A2025-12-19 · 0001654954-25-014142
D/A2024-11-13 · 0001654954-24-014228
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-09-04T20:40:50Z
Rdap Domain Last Changed
2025-09-05T13:33:27Z
Rdap Nameservers
Pdns05.domaincontrol.comPdns06.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
6048942
Trust Company Affiliate
No

People (3)

3
TYMCHYSHYN, DARREN, R
IAR · Direct Owner · 37.5%
6048778
SULLIVAN, JAMES, PATRICK
Direct Owner · 37.5%
6048942
HARVEY, DAVID, MITCHELL WILLIAM
Direct Owner · 7.5%
6048936