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MORGAN RIO CAPITAL MANAGEMENT, LLC

B59
CRD 162500·SEC 801-78310·NEW YORK, NY
AUM
$338.7M
$100M-$500M
Est. Revenue
$3.4M
@ 1% on AUM
Est. EBITDA
$1.0M
@ 30% margin
Est. Deal Value
$8.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MORGAN RIO CAPITAL MANAGEMENT, LLC
CRD
162500
SEC file #
801-78310
EIN
000000000
DBA names
—

Economics

AUM
$338.7M
AUM band
$100M-$500M
AUM trajectory
'20'26
$481.9M → $338.7M▼ -30%
Client mix
Pooled Investment Vehicles9

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
Morgan Stanleylow confidence
Services offered
Portfolio mgmt — pooled vehiclesOther Advisory Services
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MORGAN RIO HOLDINGS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
MORGAN RIO HOLDINGS, LLC
BUZALI, JACOBO
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
2
Form 5500 Total Participants
5
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20242
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001461300
Edgar Registered
Yes
Edgar Filing Count
17
Edgar First Filing Date
2009-05-18
Edgar Last Filing Date
2025-03-14
Edgar Form D Count
17
Edgar Form D Offerings
2025-03-142025-03-14 · 0000945621-25-000261
2024-03-152024-03-15 · 0000945621-24-000303

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Morgan Stanley9
E*trade4
Edgar Addresses
Mailing
C/O OGIER GLOBAL (CAYMAN) LIMITED89 NEXUS WAY, CAMANA BAYGRAND CAYMAN, E9, KY1-9009
Business
C/O OGIER GLOBAL (CAYMAN) LIMITED89 NEXUS WAY, CAMANA BAYGRAND CAYMAN, E9, KY1-9009
Edgar EIN
000000000
Edgar Recent Filings
D/A2025-03-14 · 0000945621-25-000261
D/A2024-03-15 · 0000945621-24-000303
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (2)

2
BUZALI, JACOBO
Executive Officer · 2.5%
2924496
SEGAL, AMY, LOUISE
Executive Officer · 2.5%
2861803