SourcingSourcing

ROCK HILL CAPITAL GROUP, LLC

B60
CRD 163129·SEC 801-108029·HOUSTON, TX
AUM
$238.8M
$100M-$500M
Est. Revenue
$2.4M
@ 1% on AUM
Est. EBITDA
$716K
@ 30% margin
Est. Deal Value
$5.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ROCK HILL CAPITAL GROUP, LLC
CRD
163129
SEC file #
801-108029
EIN
000000000
DBA names
Rock Hill Capital

Economics

AUM
$238.8M
AUM band
$100M-$500M
AUM trajectory
'20'26
$251.3M → $238.8M▼ -5%
Client mix
Pooled Investment Vehicles5

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
HOUSTON TX
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/10/2026
ADV-W filed at
—
Website
rockhillcap.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HALE, RANDALL, BAKER
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
HALE, RANDALL, BAKER
SHELTON, RYAN, WAYNE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ROCKHILLCAP.COM
Rdap Domain Creation Date
2007-05-30T16:46:03Z
Rdap Firm Age Years
19
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001670681
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2016-03-31
Edgar Last Filing Date
2016-03-31
Edgar Form D Count
1
Edgar Form D Offerings
2016-03-312016-03-31 · 0001670681-16-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
2777 ALLEN PARKWAY, SUITE 850HOUSTON, TX 77019
Business
2777 ALLEN PARKWAY, SUITE 850HOUSTON, TX 77019
Edgar EIN
000000000
Edgar Recent Filings
D2016-03-31 · 0001670681-16-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-30T16:46:03Z
Rdap Domain Last Changed
2025-07-03T14:04:51Z
Rdap Nameservers
Ns69.domaincontrol.comNs70.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4347996
Trust Company Affiliate
No

People (2)

2
HALE, RANDALL, BAKER
Direct Owner · 62.5%
4347996
SHELTON, RYAN, WAYNE
Direct Owner · 37.5%
6043096