SourcingSourcing

RCN WEALTH ADVISORS, INC.

B51
CRD 163562·SEC 801-135338
AUM
$74.5M
$25M-$100M
Est. Revenue
$745K
@ 1% on AUM
Est. EBITDA
$224K
@ 30% margin
Est. Deal Value
$1.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RCN WEALTH ADVISORS, INC.
CRD
163562
SEC file #
801-135338
EIN
—
DBA names
—

Economics

AUM
$74.5M
AUM band
$25M-$100M
AUM trajectory
—
Client mix
Individuals High Net Worth38
Individuals Other15
Investment Companies1

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
—
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwabmedium confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — businesses
Fee basis
% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
04/29/2026
ADV-W filed at
—
Website
rcnwa.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LUMPP, NICHOLAS, ROBERT
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
LUMPP, NICHOLAS, ROBERT
MCDEVITT, JOHN, THOMAS
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
RCNWA.COM
Rdap Domain Creation Date
2012-05-01T14:36:22Z
Rdap Firm Age Years
14
Rdap Firm Age Band
10-20y
Rdap Registrar
Bluehost Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Window
Charles Schwab1
Full
Charles Schwab7
E*trade4
Firm Has Custody
Yes
Rdap Domain Expiration Date
2027-05-01T14:36:22Z
Rdap Domain Last Changed
2026-04-16T07:24:54Z
Rdap Nameservers
Ns6.wixdns.netNs7.wixdns.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
5283280
Trust Company Affiliate
No

People (2)

2
LUMPP, NICHOLAS, ROBERT
IAR · Direct Owner · 87.5%
5283280
MCDEVITT, JOHN, THOMAS
Executive Officer · 2.5%
5234258