SourcingSourcing

HG CAPITAL MANAGEMENT, LLC

C28
CRD 163613·SEC 801-120300·NASHVILLE, TN
AUM
$1.21B
$1B+
Est. Revenue
$12.1M
@ 1% on AUM
Est. EBITDA
$3.6M
@ 30% margin
Est. Deal Value
$29.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HG CAPITAL MANAGEMENT, LLC
CRD
163613
SEC file #
801-120300
EIN
—
DBA names
—

Economics

AUM
$1.21B
AUM band
$1B+
AUM trajectory
'22'26
$745.4M → $1.21B▲ +62%
Client mix
Pooled Investment Vehicles6

Operations

Employees (total)
14
Advisory staff (per ADV)
11
Advisory staff (5-yr trend)
'22'26
7 advisors → 11 advisors▲ +57%
Primary office
NASHVILLE TN
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
heritagegroupusa.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HERITAGE GROUP LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
HERITAGE GROUP LLC
MCCLELLAN, DAVID, GRAY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HERITAGEGROUPUSA.COM
Rdap Domain Creation Date
2002-10-04T03:04:40Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-04T03:04:40Z
Rdap Domain Last Changed
2024-08-04T06:13:43Z
Rdap Nameservers
Ns11.worldnic.comNs12.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (3)

3
MCCLELLAN, DAVID, GRAY
Executive Officer · 2.5%
1493885
MORPHIS, ROCK, ANTHONY
Executive Officer · 2.5%
1523963
YOUNG, JASON, FREDERICK
Executive Officer · 2.5%
6521965