SourcingSourcing

CARTER, TERRY & COMPANY, INC.

A70
CRD 16365·SEC 801-113129·ATLANTA, GA
AUM
$104.0M
$100M-$500M
Est. Revenue
$1.0M
@ 1% on AUM
Est. EBITDA
$312K
@ 30% margin
Est. Deal Value
$2.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CARTER, TERRY & COMPANY, INC.
CRD
16365
SEC file #
801-113129
EIN
—
DBA names
—

Economics

AUM
$104.0M
AUM band
$100M-$500M
AUM trajectory
'20'26
$145.6M → $104.0M▼ -29%
Client mix
Individuals Other102
Individuals High Net Worth60
Corporations5
Pension Profit Sharing Plans1

Operations

Employees (total)
33
Advisory staff (per ADV)
15
Advisory staff (5-yr trend)
'22'26
20 advisors → 15 advisors▼ -25%
Primary office
ATLANTA GA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsSelection of other advisersEducational Seminars Workshops
Fee basis
% of AUM

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
carterterry.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FIRST ATLANTA FINANCIAL SERVICES,
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
FIRST ATLANTA FINANCIAL SERVICES,
CARTER, BELFIELD HOWELL JR
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CARTERTERRY.COM
Rdap Domain Creation Date
2004-05-27T15:27:40Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
32
Bc Firm Active IA Count
17
Bc Firm IAR Count
32
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-05-27T15:27:40Z
Rdap Domain Last Changed
2025-05-28T11:33:06Z
Rdap Nameservers
Ns49.domaincontrol.comNs50.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (32)

32
CARTER, BELFIELD HOWELL JR
IAR · Executive Officer · 2.5%
41990
MONTET, KRISTIN WALSH
IAR · Executive Officer · 2.5%
1084500
TERRY, TIMOTHY JOE
IAR · Executive Officer · 2.5%
1051586
CHESLEY VENABLE MORTON
IAR
1372000
TANYA LORAIN MAGNON
IAR
2495543
WILLIAM HENRY BAKER
IAR
2265537
MICHAEL STEVEN WRIGHT
IAR
1099838
EMILY LOUISE VANWINGERDEN
IAR
6157368
JOANN PARKER PENOVI
IAR
3270104
WILLIAM CREED MARTIN
IAR
4037935
DAVID STEPHEN FROMMER
IAR
1474474
BARRY MARTIN PEARL
IAR
833901
PAUL SCOTT THIELEKE
IAR
2453803
ROBERT THEODORE ERAMIAN
IAR
724715
STEPHEN EDWARD FELIX
IAR
2123338
BRIAN EDWARD ADAMS
IAR
2833397
KEITH FRANCIS GIL
IAR
2218312
MATTHEW J SMITH
IAR
4529531
JEFFRY JOSEPH HASPEL
IAR
1934054
TRAVA LANCE WILLIAMS
IAR
2437216
PAUL LESLIE DRANOVE
IAR
1400006
WILLIAM ROBERT JONES
IAR
5949519
AMER RATHORE
IAR
2595054
ERIC NYLE JONES
IAR
1015479
REZA BAHADORI
IAR
1854204
GEORGE MOORE
IAR
338912
DEREK SHAUN DALTON
IAR
4985213
DAEYL YOUNG BURRELL
IAR
1007075
JEFFREY PAUL COLBATH
IAR
831877
SANDY MEYER LEFF
IAR
1796695
JAMES GARY DIFFLEY
IAR
1060716
ROBERT ANDREW DALTON
IAR
5129651