SourcingSourcing

ROCKWOOD EQUITY PARTNERS LLC

B54
CRD 163846·SEC 801-126003·DENVER, CO
AUM
$189.8M
$100M-$500M
Est. Revenue
$1.9M
@ 1% on AUM
Est. EBITDA
$569K
@ 30% margin
Est. Deal Value
$4.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ROCKWOOD EQUITY PARTNERS LLC
CRD
163846
SEC file #
801-126003
EIN
—
DBA names
—

Economics

AUM
$189.8M
AUM band
$100M-$500M
AUM trajectory
'23'26
$197.2M → $189.8M▼ -4%
Client mix
Pooled Investment Vehicles6

Operations

Employees (total)
13
Advisory staff (per ADV)
11
Advisory staff (5-yr trend)
'23'26
2 advisors → 11 advisors▲ +450%
Primary office
DENVER CO
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/company/rockwood-equity-partners(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BRK CAPITAL, INC
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
BRK CAPITAL, INC
NORTHLAND HOLDINGS LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:rockwoodequity.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (2)

2
KEITH, BRETT, R
Direct Owner · 7.5%
6050474
MERRILL, H, JOSEF
Executive Officer · 2.5%
3250387