SourcingSourcing

WARBERG ASSET MANAGEMENT LLC

C25
CRD 164003·SEC 801-76808·WINNETKA, IL
AUM
$805.9M
$500M-$1B
Est. Revenue
$8.1M
@ 1% on AUM
Est. EBITDA
$2.4M
@ 30% margin
Est. Deal Value
$19.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WARBERG ASSET MANAGEMENT LLC
CRD
164003
SEC file #
801-76808
EIN
000000000
DBA names
—

Economics

AUM
$805.9M
AUM band
$500M-$1B
AUM trajectory
'20'26
$208.5M → $805.9M▲ +286%
Client mix
Pooled Investment Vehicles5
Corporations4

Operations

Employees (total)
10
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'20'26
4 advisors → 7 advisors▲ +75%
Primary office
WINNETKA IL
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WARSH, DANIEL, IRWIN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
WARSH, DANIEL, IRWIN
BLUMBERG, JONATHAN, ALAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001598838
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2014-01-31
Edgar Last Filing Date
2014-01-31
Edgar Form D Count
1
Edgar Form D Offerings
2014-01-312014-01-31 · 0001598838-14-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Fidelity17
Goldman Sachs4
E*trade4
Apex Clearing3
Edgar Addresses
Mailing
716 OAK STREETWINNETKA, IL 60093
Business
716 OAK STREETWINNETKA, IL 60093
Edgar EIN
000000000
Edgar Recent Filings
D2014-01-31 · 0001598838-14-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
1156953
Trust Company Affiliate
No

People (4)

4
DANIEL IRWIN WARSH
Direct Owner · 62.5%
1156953
BLUMBERG, JONATHAN, ALAN
Direct Owner · 37.5%
2498923
GRAD, BRIAN, REEVES
Direct Owner · 7.5%
1689573
LANCASTER, TRACY, LEE
Executive Officer · 2.5%
2349843