SourcingSourcing

TETLEY INVESTMENTS, LLC

B58
CRD 164130·SEC 801-121491·PARK RIDGE, IL
AUM
$193.9M
$100M-$500M
Est. Revenue
$1.9M
@ 1% on AUM
Est. EBITDA
$582K
@ 30% margin
Est. Deal Value
$4.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TETLEY INVESTMENTS, LLC
CRD
164130
SEC file #
801-121491
EIN
—
DBA names
—

Economics

AUM
$193.9M
AUM band
$100M-$500M
AUM trajectory
'22'26
$145.9M → $193.9M▲ +33%
Client mix
Individuals High Net Worth118
Individuals Other54

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'22'26
2 advisors → 2 advisors▬ 0%
Primary office
PARK RIDGE IL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
03/02/2026
ADV-W filed at
—
Website
linkedin.com/company/tetleyinvestments/.com(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
TETLEY, PHILIP, PAUL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
TETLEY, PHILIP, PAUL
KOS, IAN, M
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:tetley.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
2403339
Trust Company Affiliate
No

People (4)

4
TETLEY, PHILIP, PAUL
IAR · Direct Owner · 87.5%
2403339
KOS, IAN, M
IAR · Executive Officer · 2.5%
6119885
SADZEWICZ, GERY, JOSEPH
Executive Officer · 2.5%
1090963
PHILIP EUGENE TETLEY
IAR
4891069