SourcingSourcing

MB, LEVIS & ASSOCIATES,LLC

B57
CRD 164197·SEC 801-76841·CENTER VALLEY, PA
AUM
$411.6M
$100M-$500M
Est. Revenue
$4.1M
@ 1% on AUM
Est. EBITDA
$1.2M
@ 30% margin
Est. Deal Value
$9.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MB, LEVIS & ASSOCIATES,LLC
CRD
164197
SEC file #
801-76841
EIN
—
DBA names
—

Economics

AUM
$411.6M
AUM band
$100M-$500M
AUM trajectory
'20'26
$231.7M → $411.6M▲ +78%
Client mix
Individuals Other92
Individuals High Net Worth78

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
CENTER VALLEY PA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
mblevis.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LEVIS, JOHN, BRUCE
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
6
Control Persons
LEVIS, JOHN, BRUCE
HENNINGER, JASON, ROBERT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MBLEVIS.COM
Rdap Domain Creation Date
2012-09-26T12:02:24Z
Rdap Firm Age Years
14
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
18,390
Form 5500 Compensation Trajectory 3y
202518,390
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
18,390
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-09-26T12:02:24Z
Rdap Domain Last Changed
2025-05-01T17:18:41Z
Rdap Nameservers
Ns57.domaincontrol.comNs58.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2326190
Trust Company Affiliate
No

People (5)

5
LEVIS, JOHN, BRUCE
IAR · Direct Owner · 62.5%
2326190
HENNINGER, JASON, ROBERT
IAR · Direct Owner · 7.5%
2802899
LOFTUS, WILLIAM, MICHAEL
Direct Owner · 7.5%
6422452
CHILDS, LESLIE, ANN
Executive Officer · 2.5%
6062188
SLEDZ, DONALD, JOSEPH
Executive Officer · 2.5%
3058322