SourcingSourcing

BLUE WATER WEALTH, INC.

C38
CRD 164432·SEC 801-112810·PORTLAND, OR
AUM
$472.8M
$100M-$500M
Est. Revenue
$4.7M
@ 1% on AUM
Est. EBITDA
$1.4M
@ 30% margin
Est. Deal Value
$11.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BLUE WATER WEALTH, INC.
CRD
164432
SEC file #
801-112810
EIN
—
DBA names
Blue Water Wealth

Economics

AUM
$472.8M
AUM band
$100M-$500M
AUM trajectory
'20'26
$155.2M → $472.8M▲ +205%
Client mix
Individuals High Net Worth218
Individuals Other185
Corporations1

Operations

Employees (total)
15
Advisory staff (per ADV)
12
Advisory staff (5-yr trend)
'20'26
5 advisors → 12 advisors▲ +140%
Primary office
PORTLAND OR
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/02/2026
ADV-W filed at
—
Website
bluewaterwealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CONGDON, NANCY, LYNN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
CONGDON, NANCY, LYNN
Kerns-Funk, Jadyn, Custis
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BLUEWATERWEALTH.COM
Rdap Domain Creation Date
2009-02-04T23:26:16Z
Rdap Firm Age Years
17
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
11
Bc Firm IAR Count
11
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-02-04T23:26:16Z
Rdap Domain Last Changed
2026-02-05T11:33:41Z
Rdap Nameservers
Ns01.domaincontrol.comNs02.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2136551
Trust Company Affiliate
No

People (11)

11
CONGDON, NANCY, LYNN
IAR · Direct Owner · 87.5%
2136551
Kerns-Funk, Jadyn, Custis
IAR · Executive Officer · 2.5%
7270239
MARTIN DANIEL LINK
IAR
5148116
MERLIN ARBOR
IAR
6464566
DAVID MICHAEL REAM
IAR
5195897
CHERISH ANNHEE SUTULL
IAR
3084039
Kristen Alana Rajotte
IAR
7614405
REBECCA LIN SEMPER
IAR
2236608
Jada Christine Fouch
IAR
8167853
Jordan Seth Ney
IAR
6870300
KRISTINE JEAN STAWINSKI
IAR
4681219