ARCHFORD CAPITAL STRATEGIES, LLC

CRD

164482

SEC file #

801-76851

EIN

462394834

DBA names

—

Economics

AUM

$1.49B

AUM band

$1B+

AUM trajectory

'20 · $557.4M

'21 · $657.3M

'22 · $810.3M

'23 · $890.0M

'25 · $1.28B

'26 · $1.49B

'20'26

$557.4M → $1.49B▲ +167%

sec adv history

Client mix

Individuals Other	496
Individuals High Net Worth	278
Pension Profit Sharing Plans	67
Corporations	13
Charitable Organizations	6

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 9 advisors

'21 · 9 advisors

'22 · 9 advisors

'23 · 16 advisors

'25 · 8 advisors

'26 · 16 advisors

'20'26

9 advisors → 16 advisors▲ +78%

sec adv history

Primary office

SWANSEA IL

Branches

—

Custodian & Brokerage

Primary custodian

Pershinglow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting

Fee basis

% of AUMHourly chargesFixed fees

Filings

Latest ADV filing

04/30/2026

ADV-W filed at

—

Website

x.com/archfordcapital

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

JAMES D MAHER, TRUSTEE OF THE

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

JAMES D MAHER, TRUSTEE OF THE

ALEGNANI, PAUL, RICHARD

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

social_url_excluded:x.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Compensation

103,896

Form 5500 Compensation Trajectory 3y

2025

103,896

Form 5500 Plan Count Trajectory 3y

2025

Schedule C Total Compensation

103,896

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001606609

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2014-05-15

Edgar Last Filing Date

2026-04-15

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-04-15

Accession0001606609-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.2037

Soi Zip Pct 200k Plus

0.0461

Soi Zip Returns 200k Plus

650

Soi Zip Total AGI

998,956

Fdic Zip Total Deposits

20,190,779,000

Fdic Zip Branch Count

256

Fdic Zip Top Banks

Regions Bank

First County Bank

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (21)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Pershing	4
E*trade	4

adv brochure

Edgar Addresses

Mailing

13 WOLF CREEK DRSUITE 2SWANSEA, IL 62226

Business

13 WOLF CREEK DRSUITE 2SWANSEA, IL 62226

Edgar EIN

462394834

Edgar Recent Filings

13F-HR2026-04-15 · 0001606609-26-000002

13F-HR2026-01-15 · 0001606609-26-000001

Fdic Zip Branches Raw

West Pointe Bank and Trust CompanySwansea, IL

Fdic Zip HHI

1136.48

Fdic Zip Top Bank Share Pct

19.59

Fdic Zip Year

2025

Firm Has Custody

Yes

Mailing Office Differs

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	51,395
Returns	4,010

Stub 2

AGI	137,392
Returns	3,730

Stub 3

AGI	128,008
Returns	2,080

Soi Zip Total Business Income

15,873

Soi Zip Total Cap Gains

26,775

Soi Zip Total Dividends

15,604

Soi Zip Total Returns

14,090

Trust Company Affiliate