SourcingSourcing

PREVAIL WEALTH MANAGEMENT LLC

C46
CRD 164532·SEC 801-122532·KIRKLAND, WA
AUM
$260.8M
$100M-$500M
Est. Revenue
$2.6M
@ 1% on AUM
Est. EBITDA
$782K
@ 30% margin
Est. Deal Value
$6.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PREVAIL WEALTH MANAGEMENT LLC
CRD
164532
SEC file #
801-122532
EIN
—
DBA names
Prevail Wealth Management

Economics

AUM
$260.8M
AUM band
$100M-$500M
AUM trajectory
'22'26
$109.0M → $260.8M▲ +139%
Client mix
Individuals Other178
Individuals High Net Worth86

Operations

Employees (total)
5
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'22'26
2 advisors → 1 advisors▼ -50%
Primary office
KIRKLAND WA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
prevailwealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MUTAL, AMY, MARIE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
MUTAL, AMY, MARIE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PREVAILWEALTH.COM
Rdap Domain Creation Date
2011-02-06T08:34:09Z
Rdap Firm Age Years
15
Rdap Firm Age Band
10-20y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-06T08:34:09Z
Rdap Domain Last Changed
2026-02-05T08:52:03Z
Rdap Nameservers
Ns1.bdm.microsoftonline.comNs2.bdm.microsoftonline.comNs3.bdm.microsoftonline.comNs4.bdm.microsoftonline.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4853983
Trust Company Affiliate
No

People (1)

1
MUTAL, AMY, MARIE
IAR · Direct Owner · 87.5%
4853983