CORNERSTONE WEALTH MANAGEMENT, LLC

CRD

164666

SEC file #

801-76973

EIN

274006041

DBA names

—

Economics

AUM

$4.93B

AUM band

$1B+

AUM trajectory

'20 · $1.94B

'21 · $2.33B

'22 · $2.82B

'23 · $3.02B

'25 · $4.08B

'26 · $4.93B

'20'26

$1.94B → $4.93B▲ +154%

sec adv history

Client mix

Individuals Other	8,943
Individuals High Net Worth	3,511
Pension Profit Sharing Plans	125
Corporations	73
Charitable Organizations	39

Operations

Employees (total)

103

Advisory staff (per ADV)

102

Advisory staff (5-yr trend)

'20 · 87 advisors

'21 · 79 advisors

'22 · 77 advisors

'23 · 78 advisors

'25 · 91 advisors

'26 · 102 advisors

'20'26

87 advisors → 102 advisors▲ +17%

sec adv history

Primary office

DES PERES MO

Branches

—

Custodian & Brokerage

Primary custodian

LPL Financiallow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting

Fee basis

% of AUMHourly chargesFixed fees

Filings

Latest ADV filing

03/30/2026

linkedin.com/in/wraylori(social)

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

KEIFER, JOSEPH, MICHAEL

Top Owner Pct

37.5

Owner Count

Control Persons

KEIFER, JOSEPH, MICHAEL

MILLONAS, DEAN, ANDREW

Solo Advisor Indicator

Succession Risk Solo Owner

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

fallback_guess:cornerstone.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0001522503

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2011-06-16

Edgar Last Filing Date

2025-06-17

Edgar Form D Count

Edgar Form D Offerings

2024-02-022024-02-02 · 0001522503-24-000002

2023-02-022023-02-02 · 0001522503-23-000001

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Lpl Financial	6
E*trade	4

adv brochure

Edgar Addresses

Mailing

225 W. WACKER DRIVECHICAGO, IL 60606

Business

225 W. WACKER DRIVECHICAGO, IL 60606

Edgar EIN

274006041

Edgar Recent Filings

40-APP/A2025-06-17 · 0001104659-25-060326

40-APP2025-05-02 · 0001104659-25-044233

Firm Has Custody

Yes

Mailing Office Differs

Top Owner CRD

1964546

Trust Company Affiliate

IAR · Direct Owner · 7.5%

People (58)

JOSEPH MICHAEL KEIFER

5354313

CHRISTOPHER JON SWENSON

IAR · Direct Owner · 7.5%

IAR · Executive Officer · 2.5%

1964527

LESLIE KAREN GARRISON

IAR · Executive Officer · 2.5%

7021882

DONALD PAUL AULBERT

4119911

LIYIN BAO

6121213

JOHN JOSEPH HOWARD

6894868

KHURRAM NAVEED