SourcingSourcing

NEW VERNON WEALTH MANAGEMENT LLC

C37
CRD 164775·SEC 801-77619·HIGHLAND PARK, IL
AUM
$781.0M
$500M-$1B
Est. Revenue
$7.8M
@ 1% on AUM
Est. EBITDA
$2.3M
@ 30% margin
Est. Deal Value
$18.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NEW VERNON WEALTH MANAGEMENT LLC
CRD
164775
SEC file #
801-77619
EIN
—
DBA names
—

Economics

AUM
$781.0M
AUM band
$500M-$1B
AUM trajectory
'20'26
$420.6M → $781.0M▲ +86%
Client mix
Individuals High Net Worth97
Individuals Other90

Operations

Employees (total)
8
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
6 advisors → 5 advisors▼ -17%
Primary office
HIGHLAND PARK IL
Branches
—

Custodian & Brokerage

Primary custodian
Pershingmedium confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
newvernonwealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NV CAPITAL HOLDINGS II, LLC
Top Owner Pct
37.5
Top Owner Entity Kind
DE
Owner Count
8
Control Persons
NV CAPITAL HOLDINGS II, LLC
ZAKARIA, MANSOOR, RAFIQ
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
NEWVERNONWEALTH.COM
Rdap Domain Creation Date
2013-01-04T15:18:31Z
Rdap Firm Age Years
13
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Window
Pershing2
Full
Pershing6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-01-04T15:18:31Z
Rdap Domain Last Changed
2023-01-05T14:34:15Z
Rdap Nameservers
Ns37.domaincontrol.comNs38.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
Yes

People (5)

5
ZAKARIA, MANSOOR, RAFIQ
Direct Owner · 37.5%
1235392
SHAPIRO, DANIEL, MARK
IAR · Direct Owner · 17.5%
1989147
STEVEN ARTHUR SHAPIRO
Direct Owner · 17.5%
2153746
GARY ALAN JUST
Executive Officer · 2.5%
2101902
ZAKARIA, ARSHAD, RAFIQ
Executive Officer · 2.5%
2820745