DISRUPTIVE TECHNOLOGY ADVISERS LLC

CRD

164828

SEC file #

801-116928

EIN

000000000

DBA names

—

Economics

AUM

$3.12B

AUM band

$1B+

AUM trajectory

'20 · $323.1M

'21 · $449.4M

'22 · $2.02B

'23 · $1.04B

'25 · $890.7M

'26 · $3.12B

'20'26

$323.1M → $3.12B▲ +866%

sec adv history

Client mix

Pooled Investment Vehicles

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 14 advisors

'21 · 11 advisors

'22 · 11 advisors

'23 · 15 advisors

'25 · 3 advisors

'26 · 3 advisors

'20'26

14 advisors → 3 advisors▼ -79%

sec adv history

Primary office

DALLAS TX

Branches

—

Custodian & Brokerage

Primary custodian

JPMorganlow confidence

adv brochure

Services offered

Portfolio mgmt — pooled vehicles

Fee basis

% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing

04/30/2026

ADV-W filed at

—

Website

disruptive.tech

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

DTA MASTER, LLC

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

DTA MASTER, LLC

Caputo, Phillip, Charles

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

disruptive.tech

Rdap Domain Creation Date

2020-09-09T03:04:24.000Z

Rdap Firm Age Years

Rdap Firm Age Band

5-10y

Rdap Registrar

GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0001828550

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2021-02-11

Edgar Last Filing Date

2022-11-04

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2022-11-04

Accession0001828550-22-000004

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Jpmorgan	56
E*trade	4

adv brochure

Edgar Addresses

Mailing

11501 ROCK ROSE AVENUESUITE 200AUSTIN, TX 78758

Business

11501 ROCK ROSE AVENUESUITE 200AUSTIN, TX 78758

Edgar EIN

000000000

Edgar Recent Filings

13F-HR2022-11-04 · 0001828550-22-000004

13F-HR2022-08-11 · 0001828550-22-000003

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2026-09-09T23:59:59.000Z

Rdap Domain Last Changed

2026-03-18T18:33:57.077Z

Rdap Nameservers

Ns2.wixdns.netNs3.wixdns.net

Rdap Secure Dns Enabled

Rdap Status

Client Update ProhibitedClient Delete ProhibitedClient Renew ProhibitedClient Transfer Prohibited

Trust Company Affiliate