SourcingSourcing

BOARDWALK FINANCIAL STRATEGIES LLC

B55
CRD 165048·SEC 801-127667·HARTLAND, WI
AUM
$197.6M
$100M-$500M
Est. Revenue
$2.0M
@ 1% on AUM
Est. EBITDA
$593K
@ 30% margin
Est. Deal Value
$4.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BOARDWALK FINANCIAL STRATEGIES LLC
CRD
165048
SEC file #
801-127667
EIN
—
DBA names
—

Economics

AUM
$197.6M
AUM band
$100M-$500M
AUM trajectory
'25'26
$175.6M → $197.6M▲ +13%
Client mix
Individuals High Net Worth67
Individuals Other18

Operations

Employees (total)
6
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
4 advisors → 3 advisors▼ -25%
Primary office
HARTLAND WI
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
facebook.com/boardwalkfs(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
RODENBAUGH, MICHAEL, JOHN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
RODENBAUGH, MICHAEL, JOHN
RODENBAUGH, HEIDI, MARIE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4173
Soi Zip Pct 200k Plus
0.1873
Soi Zip Returns 200k Plus
2060
Soi Zip Total AGI
2,004,520
Fdic Zip Total Deposits
14,994,206,000
Fdic Zip Branch Count
188
Fdic Zip Top Banks
Town Bank, National Association
Town Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
M&I Lake Country National BankHartland, WI
Great Midwest Bank, S.S.B.Hartland, WI
Fdic Zip HHI
1078.84
Fdic Zip Top Bank Share Pct
19.59
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI25,006
Returns2,320
Stub 2
AGI64,708
Returns1,710
Stub 3
AGI81,727
Returns1,330
Soi Zip Total Business Income
48,206
Soi Zip Total Cap Gains
161,087
Soi Zip Total Dividends
79,343
Soi Zip Total Returns
11,000
Top Owner CRD
5115587
Trust Company Affiliate
No

People (4)

4
RODENBAUGH, MICHAEL, JOHN
IAR · Direct Owner · 87.5%
5115587
RODENBAUGH, HEIDI, MARIE
Executive Officer · 2.5%
7716879
Colbey Jordan Grisar
IAR
8117764
BRITTANY LYNN FALKNER
IAR
6501621